DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••• G•••••••

V••••••• A•••••••• I•••BD affiliatedScottsdale, Azdual registrantIAPD 5410301

Feed of 09/14/2026

Also filed as R•••• I G•••••••

At current firm

0 y

since Jun 12, 2026

In the industry

17 y

since Dec 23, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••••••• A•••••••• I••• BD affiliated current
since Jun 12, 2026 · Scottsdale, Az
W•••• F•••• A••••••• wirehouse
Jun 22, 2022 to Jun 18, 2025 · San Jose, Ca
A••••••• F•••••••• A•••••••• L•• BD affiliated
Aug 14, 2019 to Jun 16, 2022 · Salinas, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 4, 2015 to Apr 9, 2019 · Salinas, Ca
J••• M••••• S••••••••• L•• wirehouse
Dec 3, 2014 to May 6, 2015 · Salinas, Ca

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to V••••••• A•••••••• I•••
left Jun 18, 2025, registered Jun 12, 2026 (359 days) · Wirehouse to affiliated broker-dealer or bank
A••••••• F•••••••• A•••••••• L•• to W•••• F•••• A•••••••
left Jun 16, 2022, registered Jun 22, 2022 (6 days) · Affiliated broker-dealer or bank to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••• F•••••••• A•••••••• L••
left Apr 9, 2019, registered Aug 14, 2019 (127 days) · Wirehouse to affiliated broker-dealer or bank
J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left May 6, 2015, registered May 4, 2015 (-2 days) · Wirehouse to wirehouse · moved with a team

Signals

R•••• G••••••• left W•••• F•••• A••••••• for V••••••• A•••••••• I••• (registered 2026-06-12)
Jun 18, 2025 · Advisor changed firm · fact
R•••• G••••••• left A••••••• F•••••••• A•••••••• L•• for W•••• F•••• A••••••• (registered 2022-06-22)
Jun 16, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address