DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Austin Bunch Ayers
Certified Financial Planner
Feed of 09/14/2026
Also filed as Vera Bunch
At current firm
3 y
since Oct 7, 2022
In the industry
18 y
since Oct 26, 2007 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Park Avenue Securities LLC BD affiliated currentsince Oct 7, 2022 · New York, Ny
- Principal Securities, Inc. BD affiliatedMar 25, 2015 to Sep 13, 2022 · Houston, Tx
- Scf Private Wealth Holdings, LLC formerJun 27, 2014 to Sep 29, 2014 · Houston, Tx
- Fsc Securities Corporation formerJun 5, 2014 to Jun 26, 2014 · Houston, Tx
- Securian Financial Services, Inc. formerMay 27, 2010 to Dec 13, 2012 · Houston, Tx
- Equitable Advisors, LLC national BDJul 8, 2009 to Aug 18, 2009 · Houston, Tx
- Stanford Group Company unclassifiedOct 26, 2007 to Apr 1, 2009 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- Principal Securities, Inc. to Park Avenue Securities LLCleft Sep 13, 2022, registered Oct 7, 2022 (24 days) · Affiliated broker-dealer or bank to another
- Scf Private Wealth Holdings, LLC to Principal Securities, Inc.left Sep 29, 2014, registered Mar 25, 2015 (177 days) · Other
- Fsc Securities Corporation to Scf Private Wealth Holdings, LLCleft Jun 26, 2014, registered Jun 27, 2014 (1 days) · Other
- Securian Financial Services, Inc. to Fsc Securities Corporationleft Dec 13, 2012, registered Jun 5, 2014 (539 days) · Other
- Equitable Advisors, LLC to Securian Financial Services, Inc.left Aug 18, 2009, registered May 27, 2010 (282 days) · Other
- Stanford Group Company to Equitable Advisors, LLCleft Apr 1, 2009, registered Jul 8, 2009 (98 days) · Other
Signals
- Austin Bunch Ayers left Principal Securities, Inc. for Park Avenue Securities Llc (registered 2022-10-07)Sep 13, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address