Z•••••• T•••• A••••

• T••••• A••••••• S•••••••• I••• BD affiliated current
  since May 8, 2019 · Columbus, Ga
• W•••• F•••• A••••••• wirehouse
  Sep 18, 2015 to May 9, 2019 · Columbus, Ga
• P•• W••••• M••••••••• BD affiliated
  May 17, 2012 to Sep 21, 2015 · Auburn, Al
• M••••• S•••••• wirehouse
  Nov 19, 2009 to May 16, 2012 · Atlanta, Ga

• W•••• F•••• A••••••• to T••••• A••••••• S•••••••• I•••
  left May 9, 2019, registered May 8, 2019 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
• P•• W••••• M••••••••• to W•••• F•••• A•••••••
  left Sep 21, 2015, registered Sep 18, 2015 (-3 days) · Other
• M••••• S•••••• to P•• W••••• M•••••••••
  left May 16, 2012, registered May 17, 2012 (1 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address