DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Angelica Vernay Proctor
Feed of 09/14/2026
Also filed as Angelica Vernay Carter
At current firm
1 y
since Sep 4, 2025
In the industry
17 y
since Oct 16, 2008 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Vanguard Advisers, Inc. BD affiliated currentsince Sep 4, 2025 · Plano, Tx
- Creative Planning Institutional Advisors, LLC institutionalJan 2, 2023 to Jul 14, 2025 · Newport Beach, Ca
- Northwestern Mutual Investment Services,LLC no RAUMFeb 21, 2022 to Dec 21, 2022 · Addison, Tx
- M Holdings Securities, Inc. BD affiliatedMar 1, 2019 to Nov 15, 2021 · Tampa, Fl
- 1st Global Advisors Inc formerJun 21, 2016 to Sep 12, 2017 · Dallas, Tx
- Raymond James Financial Services Advisors, Inc BD affiliatedJun 3, 2010 to Nov 3, 2010 · Dallas, Tx
- Equitable Advisors, LLC national BDOct 16, 2008 to Jan 27, 2009 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- Creative Planning Institutional Advisors, LLC to Vanguard Advisers, Inc.left Jul 14, 2025, registered Sep 4, 2025 (52 days) · Other
- Northwestern Mutual Investment Services,LLC to Creative Planning Institutional Advisors, LLCleft Dec 21, 2022, registered Jan 2, 2023 (12 days) · Other
- M Holdings Securities, Inc. to Northwestern Mutual Investment Services,LLCleft Nov 15, 2021, registered Feb 21, 2022 (98 days) · Other
- 1st Global Advisors Inc to M Holdings Securities, Inc.left Sep 12, 2017, registered Mar 1, 2019 (535 days) · Other
- Raymond James Financial Services Advisors, Inc to 1st Global Advisors Incleft Nov 3, 2010, registered Jun 21, 2016 (2057 days) · Other
- Equitable Advisors, LLC to Raymond James Financial Services Advisors, Incleft Jan 27, 2009, registered Jun 3, 2010 (492 days) · Other
Signals
- Angelica Vernay Proctor left Creative Planning Institutional Advisors, Llc for Vanguard Advisers, Inc. (registered 2025-09-04)Jul 14, 2025 · Advisor changed firm · fact
- Angelica Vernay Proctor left Northwestern Mutual Investment Services,Llc for Creative Planning Institutional Advisors, Llc (registered 2023-01-02)Dec 21, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address