DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jason Hollis Johnson
Feed of 09/15/2026
Also filed as Jason Hollis Johnson
At current firm
2 y
since Nov 27, 2023
In the industry
15 y
since Nov 12, 2010 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Ameriprise Financial Services, LLC national BD currentsince Nov 27, 2023 · Harbinger, Nc
- Ae Wealth Management, LLC BD affiliatedApr 7, 2021 to Nov 27, 2023 · Lakewood, Co
- Cl Wealth Management LLC independent RIAJun 8, 2015 to Apr 13, 2021 · Denver,, Co
- Woodbury Financial Services, Inc. formerApr 10, 2012 to Dec 20, 2013 · Greenwood Village, Co
- Eagle Strategies LLC BD affiliatedMar 1, 2012 to Apr 12, 2012 · Arvada, Co
Moves
a registration end followed by a registration begin elsewhere
- Ae Wealth Management, LLC to Ameriprise Financial Services, LLCleft Nov 27, 2023, registered Nov 27, 2023 (0 days) · Affiliated broker-dealer or bank to another
- Cl Wealth Management LLC to Ae Wealth Management, LLCleft Apr 13, 2021, registered Apr 7, 2021 (-6 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Woodbury Financial Services, Inc. to Cl Wealth Management LLCleft Dec 20, 2013, registered Jun 8, 2015 (535 days) · Other
- Eagle Strategies LLC to Woodbury Financial Services, Inc.left Apr 12, 2012, registered Apr 10, 2012 (-2 days) · Other
Signals
- Jason Hollis Johnson left Ae Wealth Management, Llc for Ameriprise Financial Services, Llc (registered 2023-11-27)Nov 27, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address