RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• B•••• F•••••••
- L•••••• I••••••••• independent RIA currentsince Jan 31, 2025 · Havertown, Pa
- A••••• A•• P••••••• S••••••• BD affiliatedMar 22, 2018 to Jan 6, 2025 · Philadelphia, Pa
- C••••••• S••••••••• I••• BD affiliatedJul 12, 2013 to Jan 8, 2018 · Holmes, Pa
- P•• W••••• M••••••••• BD affiliatedFeb 9, 2011 to Jul 2, 2013 · Blue Bell, Pa
- C••••• A•••••• N••••••• L•• formerFeb 8, 2010 to Dec 6, 2010 · King Of Prussia, Pa
- W•••• F•••• A••••••• wirehouseMar 6, 2008 to Oct 26, 2009 · Radnor, Pa
- A••••• A•• P••••••• S••••••• to L•••••• I•••••••••left Jan 6, 2025, registered Jan 31, 2025 (25 days) · Affiliated broker-dealer or bank to independent RIA
- C••••••• S••••••••• I••• to A••••• A•• P••••••• S•••••••left Jan 8, 2018, registered Mar 22, 2018 (73 days) · Other
- P•• W••••• M••••••••• to C••••••• S••••••••• I•••left Jul 2, 2013, registered Jul 12, 2013 (10 days) · Other
- C••••• A•••••• N••••••• L•• to P•• W••••• M•••••••••left Dec 6, 2010, registered Feb 9, 2011 (65 days) · Other
- W•••• F•••• A••••••• to C••••• A•••••• N••••••• L••left Oct 26, 2009, registered Feb 8, 2010 (105 days) · Other
- R••••• B•••• F••••••• left A••••• A•• P••••••• S••••••• for L•••••• I••••••••• (registered 2025-01-31)Jan 6, 2025 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address