DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• J••••• S••••••

V••••••• A•••••••• I•••BD affiliatedPlano, Txdual registrantIAPD 5472744

Feed of 09/14/2026

Also filed as J•••••• J••••• S••••••

At current firm

4 y

since Aug 22, 2022

In the industry

18 y

since Apr 17, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••••••• A•••••••• I••• BD affiliated current
since Aug 22, 2022 · Plano, Tx
C•••••• S••••• • C••• I••• national BD
Jan 10, 2020 to Jul 28, 2022 · Fort Worth, Tx
E••••• J•••• national BD
Jul 27, 2018 to Oct 8, 2018 · Trophy Club, Tx
U••• I••••••••• S••••••• C•••••• no RAUM
Jan 8, 2018 to Aug 3, 2018 · San Antonio, Tx
U••• F•••••••• P••••••• S••••••• former
Oct 5, 2011 to Jan 8, 2018 · Addison, Tx

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to V••••••• A•••••••• I•••
left Jul 28, 2022, registered Aug 22, 2022 (25 days) · Affiliated broker-dealer or bank to another · moved with a team
E••••• J•••• to C•••••• S••••• • C••• I•••
left Oct 8, 2018, registered Jan 10, 2020 (459 days) · Affiliated broker-dealer or bank to another
U••• I••••••••• S••••••• C•••••• to E••••• J••••
left Aug 3, 2018, registered Jul 27, 2018 (-7 days) · Affiliated broker-dealer or bank to another
U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••
left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move

Signals

J•••••• J••••• S•••••• left C•••••• S••••• • C••• I••• for V••••••• A•••••••• I••• (registered 2022-08-22)
Jul 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address