DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• L• B•••••

E••••• J••••national BDNorfolk, Vadual registrantIAPD 5475643

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as B•••• L• B•••••

At current firm

1 y

since Mar 24, 2025

In the industry

19 y

since Oct 1, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since Mar 24, 2025 · Norfolk, Va
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 6, 2022 to Nov 4, 2024 · Virginia Beach, Va
T••••• A••••••• S•••••••• I••• BD affiliated
Jul 13, 2017 to Dec 13, 2022 · Hampton, Va
P•• W••••• M••••••••• BD affiliated
Apr 4, 2016 to Jun 27, 2017 · Virginia Beach, Va
W•••• F•••• A••••••• wirehouse
Oct 3, 2013 to Jan 27, 2016 · Norfolk, Va
W•••• F•••• A••••••• wirehouse
Jul 8, 2008 to Mar 29, 2012 · Norfolk, Va

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••
left Nov 4, 2024, registered Mar 24, 2025 (140 days) · Wirehouse to affiliated broker-dealer or bank
T••••• A••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Dec 13, 2022, registered Dec 6, 2022 (-7 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
P•• W••••• M••••••••• to T••••• A••••••• S•••••••• I•••
left Jun 27, 2017, registered Jul 13, 2017 (16 days) · Other
W•••• F•••• A••••••• to P•• W••••• M•••••••••
left Jan 27, 2016, registered Apr 4, 2016 (68 days) · Other

Signals

B•••• L• B••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for E••••• J•••• (registered 2025-03-24)
Nov 4, 2024 · Advisor changed firm · fact
B•••• L• B••••• left T••••• A••••••• S•••••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-12-06)
Dec 13, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address