RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• D•••• O•••••••
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Mar 11, 2023 · Jacksonville, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 8, 2022 to Feb 7, 2023 · Jacksonville, Fl
- V•••• F•••••••• A•••••••• I••• BD affiliatedOct 1, 2018 to Nov 24, 2021 · Jacksonville, Fl
- P•• M•••••• A•••••• S••••••••• I••• formerSep 21, 2017 to Sep 24, 2018 · Jacksonville, Fl
- J••• M••••• S••••••••• L•• wirehouseJun 1, 2016 to Jun 5, 2017 · Jacksonville, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 1, 2013 to May 31, 2016 · Jacksonville, Fl
- C•••••••• G••••• M•••••• I••• to E•••••• A••••••• G••••• L••left Feb 7, 2023, registered Mar 11, 2023 (32 days) · Affiliated broker-dealer or bank to another · moved with a team
- V•••• F•••••••• A•••••••• I••• to C•••••••• G••••• M•••••• I•••left Nov 24, 2021, registered Feb 8, 2022 (76 days) · Affiliated broker-dealer or bank to another
- P•• M•••••• A•••••• S••••••••• I••• to V•••• F•••••••• A•••••••• I•••left Sep 24, 2018, registered Oct 1, 2018 (7 days) · Affiliated broker-dealer or bank to another
- J••• M••••• S••••••••• L•• to P•• M•••••• A•••••• S••••••••• I•••left Jun 5, 2017, registered Sep 21, 2017 (108 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left May 31, 2016, registered Jun 1, 2016 (1 days) · Wirehouse to wirehouse · moved with a team
- A••• D•••• O••••••• left C•••••••• G••••• M•••••• I••• for E•••••• A••••••• G••••• L•• (registered 2023-03-11)Feb 7, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address