DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••• B••••••• J••••••

S••••••••• P•••••• C•••••• M••••••••• L••otherColumbia, Sc IA-onlyIAPD 5494323

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as A•••• J••••••

At current firm

0 y

since Jul 23, 2026

In the industry

18 y

since Apr 8, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••••••• P•••••• C•••••• M••••••••• L•• other current
since Jul 23, 2026 · Daniel Island, Sc
S•••••• S••••••••• I••• BD affiliated
Feb 17, 2022 to May 15, 2026 · Columbus, Ga
F•••• C••••••• I••••••• S•••••••• I••• BD affiliated
Feb 12, 2016 to Feb 3, 2021 · Charleston, Sc
F•••• C••••••• A•••• M••••••••• I•• BD affiliated
Sep 19, 2013 to Mar 2, 2016 · Raleigh, Nc
W•••• F•••• A••••••• wirehouse
Apr 30, 2008 to Jul 30, 2013 · Charleston, Sc

Moves

a registration end followed by a registration begin elsewhere

S•••••• S••••••••• I••• to S••••••••• P•••••• C•••••• M••••••••• L••
left May 15, 2026, registered Jul 23, 2026 (69 days) · Other
F•••• C••••••• I••••••• S•••••••• I••• to S•••••• S••••••••• I•••
left Feb 3, 2021, registered Feb 17, 2022 (379 days) · Affiliated broker-dealer or bank to independent RIA
F•••• C••••••• A•••• M••••••••• I•• to F•••• C••••••• I••••••• S•••••••• I•••
left Mar 2, 2016, registered Feb 12, 2016 (-19 days) · Other
W•••• F•••• A••••••• to F•••• C••••••• A•••• M••••••••• I••
left Jul 30, 2013, registered Sep 19, 2013 (51 days) · Other

Signals

A•••• B••••••• J•••••• left S•••••• S••••••••• I••• for S••••••••• P•••••• C•••••• M••••••••• L•• (registered 2026-07-23)
May 15, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Other adviserderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address