DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••••••• C•••••••••

S•••• F••• I••••••••• M••••••••• C••••asset managerFlemington, Njdual registrantIAPD 5495382

Feed of 09/14/2026

At current firm

3 y

since Jun 12, 2023

In the industry

18 y

since Apr 2, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••• F••• I••••••••• M••••••••• C•••• asset manager current
since Jun 12, 2023 · Flemington, Nj
S•••••••• S••••••••• BD affiliated
Oct 3, 2016 to Dec 7, 2020 · Garwood, Nj
H••• S••••••••• •••• I••• BD affiliated
Feb 19, 2013 to Sep 10, 2015 · Brooklyn, Ny
J••• M••••• S••••••••• L•• wirehouse
Oct 1, 2012 to Jan 18, 2013 · Staten Island, Ny
C•••• I••••••••• S••••••• C•••• former
Nov 23, 2009 to Oct 1, 2012 · Staten Island, Ny
W•••• F•••• A••••••• wirehouse
Jul 28, 2008 to Mar 31, 2009 · Short Hills, Nj

Moves

a registration end followed by a registration begin elsewhere

S•••••••• S••••••••• to S•••• F••• I••••••••• M••••••••• C••••
left Dec 7, 2020, registered Jun 12, 2023 (917 days) · Other
H••• S••••••••• •••• I••• to S•••••••• S•••••••••
left Sep 10, 2015, registered Oct 3, 2016 (389 days) · Other · moved with a team
J••• M••••• S••••••••• L•• to H••• S••••••••• •••• I•••
left Jan 18, 2013, registered Feb 19, 2013 (32 days) · Other
C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to C•••• I••••••••• S••••••• C••••
left Mar 31, 2009, registered Nov 23, 2009 (237 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address