DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Anca Garcia

Beacon Pointe Advisors, LLCindependent RIANewport Beach, Ca IA-onlyIAPD 5534035

Feed of 09/14/2026

Also filed as Anca Martinez

At current firm

2 y

since Jun 4, 2024

In the industry

16 y

since Dec 23, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Beacon Pointe Advisors, LLC independent RIA current
since Jun 4, 2024 · Montvale, Nj
Legacy Edge Advisors independent RIA
Nov 8, 2023 to Feb 1, 2024 · Syosset, Ny
Wealthshield Partners, LLC independent RIA
Nov 9, 2022 to Nov 1, 2023 · Roseland, Nj
Morgan Stanley wirehouse
Jan 20, 2022 to Feb 18, 2022 · Paramus, Nj
Advice And Planning Services BD affiliated
Oct 13, 2015 to Nov 13, 2020 · Hackensack, Nj
Signator Investors, Inc. former
Apr 30, 2015 to Aug 27, 2015 · Parsippany, Nj
New York Life Investment Management LLC asset manager
May 27, 2014 to Apr 15, 2015 · New York, Ny
Pruco Securities, LLC no RAUM
Sep 19, 2012 to Sep 24, 2013 · Basking Ridge, Nj

Moves

a registration end followed by a registration begin elsewhere

Legacy Edge Advisors to Beacon Pointe Advisors, LLC
left Feb 1, 2024, registered Jun 4, 2024 (124 days) · RIA to RIA
Wealthshield Partners, LLC to Legacy Edge Advisors
left Nov 1, 2023, registered Nov 8, 2023 (7 days) · RIA to a newly registered adviser · moved with a team
Morgan Stanley to Wealthshield Partners, LLC
left Feb 18, 2022, registered Nov 9, 2022 (264 days) · Wirehouse to independent RIA
Advice And Planning Services to Morgan Stanley
left Nov 13, 2020, registered Jan 20, 2022 (433 days) · Affiliated broker-dealer or bank to wirehouse
Signator Investors, Inc. to Advice And Planning Services
left Aug 27, 2015, registered Oct 13, 2015 (47 days) · Other
New York Life Investment Management LLC to Signator Investors, Inc.
left Apr 15, 2015, registered Apr 30, 2015 (15 days) · Other · moved with a team
Pruco Securities, LLC to New York Life Investment Management LLC
left Sep 24, 2013, registered May 27, 2014 (245 days) · Other

Signals

Anca Garcia left Legacy Edge Advisors for Beacon Pointe Advisors, Llc (registered 2024-06-04)
Feb 1, 2024 · Advisor changed firm · fact
Anca Garcia left Wealthshield Partners, Llc for Legacy Edge Advisors (registered 2023-11-08)
Nov 1, 2023 · Advisor changed firm · fact
Anca Garcia left Morgan Stanley for Wealthshield Partners, Llc (registered 2022-11-09)
Feb 18, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address