G•••••• R••••••••

• T••••• A••••••• S•••••••• I••• BD affiliated current
  since Jun 2, 2026 · Atlanta, Ga
• P•• W••••• M••••••••• BD affiliated
  Nov 8, 2012 to Dec 6, 2018 · Birmingham, Al
• V•••• F•••••••• A•••••••• I••• BD affiliated
  Oct 22, 2010 to Sep 27, 2012 · Atlanta, Ga
• E••••• J•••• national BD
  Jun 19, 2009 to Oct 7, 2009 · Maryland Heights, Mo
• E••••• J•••• national BD
  Oct 28, 2008 to Apr 16, 2009 · St Louis, Mo

• P•• W••••• M••••••••• to T••••• A••••••• S•••••••• I•••
  left Dec 6, 2018, registered Jun 2, 2026 (2735 days) · Affiliated broker-dealer or bank to another
• V•••• F•••••••• A•••••••• I••• to P•• W••••• M•••••••••
  left Sep 27, 2012, registered Nov 8, 2012 (42 days) · Other
• E••••• J•••• to V•••• F•••••••• A•••••••• I•••
  left Oct 7, 2009, registered Oct 22, 2010 (380 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

17derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address