DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• R••• S•••••

H•••••••• F•••••••• S•••••••• I•••asset managerRadnor, PaIA-onlyIAPD 5575104

Certified Financial Planner

Feed of 09/14/2026

Also filed as J•••• R••• S•••••

At current firm

1 y

since Feb 27, 2025

In the industry

16 y

since Oct 23, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

H•••••••• F•••••••• S•••••••• I••• asset manager current
since Feb 27, 2025 · Radnor, Pa
R••••••••• A••••••• independent RIA
Jun 4, 2024 to Feb 28, 2025 · Wilmington, De
V••••••• A•••••••• I••• BD affiliated
Mar 17, 2022 to Aug 23, 2023 · Malvern, Pa
N••••••••• I••••••••• A•••••••• L•• BD affiliated
Sep 17, 2020 to Mar 16, 2022 · Columbus, Oh
E••••• J•••• national BD
Apr 3, 2020 to May 14, 2020 · Philadelphia, Pa
C•••••• S••••• • C••• I••• national BD
Aug 31, 2011 to Jan 13, 2020 · Englewood, Co

Moves

a registration end followed by a registration begin elsewhere

R••••••••• A••••••• to H•••••••• F•••••••• S•••••••• I•••
left Feb 28, 2025, registered Feb 27, 2025 (-1 days) · Other
V••••••• A•••••••• I••• to R••••••••• A•••••••
left Aug 23, 2023, registered Jun 4, 2024 (286 days) · Affiliated broker-dealer or bank to independent RIA
N••••••••• I••••••••• A•••••••• L•• to V••••••• A•••••••• I•••
left Mar 16, 2022, registered Mar 17, 2022 (1 days) · Affiliated broker-dealer or bank to another
E••••• J•••• to N••••••••• I••••••••• A•••••••• L••
left May 14, 2020, registered Sep 17, 2020 (126 days) · Affiliated broker-dealer or bank to another
C•••••• S••••• • C••• I••• to E••••• J••••
left Jan 13, 2020, registered Apr 3, 2020 (81 days) · Affiliated broker-dealer or bank to another

Signals

J•••• R••• S••••• left R••••••••• A••••••• for H•••••••• F•••••••• S•••••••• I••• (registered 2025-02-27)
Feb 28, 2025 · Advisor changed firm · fact
J•••• R••• S••••• left V••••••• A•••••••• I••• for R••••••••• A••••••• (registered 2024-06-04)
Aug 23, 2023 · Advisor changed firm · fact
J•••• R••• S••••• left N••••••••• I••••••••• A•••••••• L•• for V••••••• A•••••••• I••• (registered 2022-03-17)
Mar 16, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address