DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Riversedge Advisors
Legal name Riversedge Advisors, LLC
Latest filing Jul 16, 2026
First filing on the tape Aug 13, 2018 · 60 filings
SEC status approved since Sep 12, 2018
RAUM
$928M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
89%
$827M individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$84.4M
derived; firm RAUM over IAPD count
Employees
19
9 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
60 filings and snapshots on the tape
RAUM$928M as of Jul 16, 2026
Feb 11, 2019$210M then
HNW client RAUM$732M as of Jul 16, 2026
Feb 11, 2019$80.0M then
State-registered IARs (5.B.3)11 as of Jul 16, 2026
Feb 11, 20193 then
Employees (5.A)19 as of Jul 16, 2026
Feb 11, 20197 then
Private funds: no history
RAUM +31% over the last fiscal year+27% a year over threeIARs 8 to 11
Practice profile
derived from the filing of Jul 16, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $84.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 35derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.4MderivedHNW RAUM over HNW clients
- Average account
- $612,780derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 10%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 5.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +31%derivedbetween the last two annual amendments
- Advisor growth, one year
- +38%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $196M, 189 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$732M79%
- Pension and profit-sharing plans$96.3M10%
- Individuals$95.1M10%
- Corporations and businesses$5.3M0.6%
- Individual clients
- 215reported
- HNW clients
- 167reported
- Pension plan clients
- 63reported
- Charitable clients
- 0reported
- Accounts
- 1,515reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $196M for 189 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.89 fund_share=0.0 institutional_share=0.1 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jarrett Franklin MorrisCertified Financial Planner, Chartered Financial Consultant | Wilmington, De | Oct 1, 2018 | 20 y | 2 |
| Brian Jason CarneyCertified Financial Planner, Chartered Financial Consultant | Wilmington, De | Oct 9, 2018 | 24 y | 3 |
| Erin Perialas Eliason | Wilmington, De | Sep 29, 2020 | 14 y | 0 |
| Steven Hutchison | Wilmington, De | Dec 20, 2022 | 15 y | 0 |
| Khristopher Patrick Torres | San Antonio, Tx | Oct 9, 2023 | 10 y | 0 |
| Mark Henry EgglestonCertified Financial Planner | Wilmington, De | Apr 27, 2025 | 12 y | 1 |
| Jaime Suzanne Cutter | Wilmington, De | Jun 10, 2025 | 10 y | 1 |
| Kay Ellen KidwellCertified Financial Planner | Wilmington, De | Jun 18, 2025 | 19 y | 3 |
| Lauren Anne ManceChartered Financial Analyst | Wilmington, De | Aug 21, 2025 | 20 y | 0 |
| Katherine Elizabeth F Davis | Wilmington, De | Jan 26, 2026 | 10 y | 3 |
| Marisa Ann Facciolo | Wilmington, De | May 11, 2026 | 13 y | 1 |
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 9.1% of current headcount6 left over 36 months
Left, latest
- Bryan Daniel Dalesandro to Verdence Capital Advisors, LLCJul 16, 2026 · RIA to RIA
- Mark Andrew Rossi to Focus Partners Wealth, LLCApr 25, 2025 · RIA to RIA
- Jason Ryan Salmon to Haverford Financial Services, Inc.Feb 28, 2025 · Other
- Gary Paul Diegert to Rossby Financial, LLCDec 23, 2024 · RIA to RIA
- Sean Debarberie to Thrive Capital Management, LLCJul 8, 2024 · RIA to RIA
- Gregory Roy Johnson to Commonwealth Financial NetworkApr 15, 2024 · RIA to affiliated broker-dealer or bank
- Michael A Levy to Clark Asset Management, LLCAug 4, 2023 · RIA to RIA
Joined, latest
- Marisa Ann Facciolo from Truist Advisory Services, Inc.May 11, 2026 · Affiliated broker-dealer or bank to independent RIA
- Katherine Elizabeth F Davis from Commonwealth Financial NetworkJan 26, 2026 · Affiliated broker-dealer or bank to independent RIA
- Kay Ellen Kidwell from Strategic Advisers LLCJun 18, 2025 · Affiliated broker-dealer or bank to independent RIA
- Jaime Suzanne Cutter from Morgan StanleyJun 10, 2025 · Wirehouse to independent RIA
- Mark Henry Eggleston from Mycio Wealth Partners, LLCApr 27, 2025 · RIA to RIA
- Jason Ryan Salmon from Vanguard Advisers, Inc.Jun 4, 2024 · Affiliated broker-dealer or bank to independent RIA
- Bryan Daniel Dalesandro from Concentus Wealth AdvisorsJan 2, 2024 · RIA to RIA
- Gary Paul Diegert from Mycio Wealth Partners, LLCFeb 4, 2022 · RIA to RIA
- Michael A Levy from Ameriprise Financial Services, LLCJul 24, 2020 · Affiliated broker-dealer or bank to independent RIA
- Brian Jason Carney from Cambridge Investment Research Advisors, Inc.Oct 9, 2018 · Affiliated broker-dealer or bank to a newly registered adviser
- Jarrett Franklin Morris from Cambridge Investment Research Advisors, Inc.Oct 1, 2018 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Cambridge Investment Research Advisors, Inc.Oct 10, 2018 · Wilmington, De
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Jason Brian Carney · Partner & Foundercontrolsince 08/2018 · owns 50% to 75%
- John Timothy Mihok · Chief Executive Officercontrolsince 06/2022 · owns less than 5%
- Franklin Jarrett Morris · Partner & Founder And Ccocontrolsince 08/2018 · owns 50% to 75%
Related persons
Schedule D 7.A
- Riversedge Business Services LLCinsurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Wilmington, De · principal | 11 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Advisory employees · 10 to 9Jun 18, 2026 to Jul 16, 2026
- Employees · 20 to 19Jun 18, 2026 to Jul 16, 2026
- State-registered IARs · 12 to 11Jun 18, 2026 to Jul 16, 2026
- Advisory employees · 9 to 10Feb 19, 2026 to Jun 18, 2026
- Employees · 19 to 20Feb 19, 2026 to Jun 18, 2026
- State-registered IARs · 11 to 12Feb 19, 2026 to Jun 18, 2026
- Accounts · 1,415 to 1,515Oct 23, 2025 to Feb 19, 2026
- Advisory employees · 12 to 9Oct 23, 2025 to Feb 19, 2026
- BD registered reps · 1 to 0Oct 23, 2025 to Feb 19, 2026
- Corporate clients · 8 to 9Oct 23, 2025 to Feb 19, 2026
- HNW clients · 139 to 167Oct 23, 2025 to Feb 19, 2026
- Individual clients · 220 to 215Oct 23, 2025 to Feb 19, 2026
- Pension plan clients · 60 to 63Oct 23, 2025 to Feb 19, 2026
- Assets in custody · unset to 196094148.0Oct 23, 2025 to Feb 19, 2026
- Custody of client assets · false to trueOct 23, 2025 to Feb 19, 2026
- Employees · 17 to 19Oct 23, 2025 to Feb 19, 2026
- Discretionary RAUM · $703M to $924MOct 23, 2025 to Feb 19, 2026
- HNW RAUM · $536M to $732MOct 23, 2025 to Feb 19, 2026
- Individual RAUM · $84.6M to $95.1MOct 23, 2025 to Feb 19, 2026
- Non-discretionary RAUM · $5.1M to $4.0MOct 23, 2025 to Feb 19, 2026
- Pension RAUM · $83.7M to $96.3MOct 23, 2025 to Feb 19, 2026
- RAUM · $708M to $928MOct 23, 2025 to Feb 19, 2026
- Advisory employees · 11 to 12Jul 3, 2025 to Oct 23, 2025
- Advisory activities · 3 to 4Jul 3, 2025 to Oct 23, 2025
- Employees · 16 to 17Jul 3, 2025 to Oct 23, 2025
- State-registered IARs · 10 to 11Jul 3, 2025 to Oct 23, 2025
- Advisory employees · 10 to 11May 9, 2025 to Jul 3, 2025
- Employees · 15 to 16May 9, 2025 to Jul 3, 2025
- Financial planning clients · 101-250 to 101-250May 9, 2025 to Jul 3, 2025
- State-registered IARs · 9 to 10May 9, 2025 to Jul 3, 2025
- Advisory employees · 9 to 10Apr 25, 2025 to May 9, 2025
- Employees · 14 to 15Apr 25, 2025 to May 9, 2025
- State-registered IARs · 8 to 9Apr 25, 2025 to May 9, 2025
- Advisory employees · 10 to 9Mar 4, 2025 to Apr 25, 2025
- Employees · 15 to 14Mar 4, 2025 to Apr 25, 2025
- State-registered IARs · 9 to 8Mar 4, 2025 to Apr 25, 2025
- Advisory activities · 4 to 3Jan 28, 2025 to Mar 4, 2025
- Accounts · 1,328 to 1,415Dec 19, 2024 to Jan 28, 2025
- Charity clients · 1 to 0Dec 19, 2024 to Jan 28, 2025
- Corporate clients · 7 to 8Dec 19, 2024 to Jan 28, 2025
Signals
12 dated events
- Bryan Daniel Dalesandro left Riversedge Advisors for Verdence Capital Advisors, Llc (registered 2026-07-18)Jul 16, 2026 · Advisor changed firm · fact
- Riversedge Advisors reported RAUM $928.4M, up 31% from $708.4M (2025-10-23 to 2026-02-19)Feb 19, 2026 · RAUM change · derived
- Mark Andrew Rossi left Riversedge Advisors for Focus Partners Wealth, Llc (registered 2025-04-29)Apr 25, 2025 · Advisor changed firm · fact
- Jason Ryan Salmon left Riversedge Advisors for Haverford Financial Services, Inc. (registered 2025-02-27)Feb 28, 2025 · Advisor changed firm · fact
- Gary Paul Diegert left Riversedge Advisors for Rossby Financial, Llc (registered 2024-12-11)Dec 23, 2024 · Advisor changed firm · fact
- Sean Debarberie left Riversedge Advisors for Thrive Capital Management, Llc (registered 2024-08-07)Jul 8, 2024 · Advisor changed firm · fact
- Gregory Roy Johnson left Riversedge Advisors for Commonwealth Financial Network (registered 2024-05-02)Apr 15, 2024 · Advisor changed firm · fact
- Riversedge Advisors reported RAUM $594.4M, up 31% from $452.7M (2024-01-16 to 2024-02-29)Feb 29, 2024 · RAUM change · derived
- Michael A Levy left Riversedge Advisors for Clark Asset Management, Llc (registered 2023-08-28)Aug 4, 2023 · Advisor changed firm · fact
- John Timothy Mihok (Chief Financial Officer) appeared on Schedule A of Riversedge AdvisorsOct 25, 2022 · Control person joined · fact
- Riversedge Advisors reported RAUM $424.0M, up 50% from $282.0M (2022-02-24 to 2022-03-27)Mar 27, 2022 · RAUM change · derived
- Blue Rock Financial Group filed its initial SEC registration (Form ADV)Aug 13, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 302-573-6864reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/riversedgeadvisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- riversedgeadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 302-573-6864reportedpublic record, Form ADV, Jul 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $84.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026