RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• P• V•• D•• V•••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Mar 21, 2024 · Medina, Oh
- O••••••••• S••••••••• I••• BD affiliatedDec 16, 2014 to Jun 12, 2019 · Westlake, Oh
- H•••••• T••••••• • K•••• L•• independent RIAOct 21, 2013 to Dec 12, 2014 · Akron, Oh
- N•• E•••••• S••••••••• C••••••••• formerApr 11, 2011 to Oct 15, 2013 · Westlake, Oh
- P•• W••••• M••••••••• BD affiliatedFeb 11, 2010 to Apr 4, 2011 · Ashland, Oh
- W•••• F•••• A••••••• wirehouseOct 1, 2008 to Dec 17, 2009 · Cleveland, Oh
- O••••••••• S••••••••• I••• to C••••• I••••••••• A••••••• L••left Jun 12, 2019, registered Mar 21, 2024 (1744 days) · Affiliated broker-dealer or bank to another · moved with a team
- H•••••• T••••••• • K•••• L•• to O••••••••• S••••••••• I•••left Dec 12, 2014, registered Dec 16, 2014 (4 days) · Other
- N•• E•••••• S••••••••• C••••••••• to H•••••• T••••••• • K•••• L••left Oct 15, 2013, registered Oct 21, 2013 (6 days) · Other
- P•• W••••• M••••••••• to N•• E•••••• S••••••••• C•••••••••left Apr 4, 2011, registered Apr 11, 2011 (7 days) · Other
- W•••• F•••• A••••••• to P•• W••••• M•••••••••left Dec 17, 2009, registered Feb 11, 2010 (56 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address