DFX Intelligence
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Registered advisor
A••••• C•••• G••••
Feed of 09/15/2026
Also filed as A••••• G••••
At current firm
1 y
since Mar 27, 2025
In the industry
17 y
since Nov 17, 2008 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• P••••••• I••••••••• A•••••••• L•• BD affiliated currentsince Mar 27, 2025 · Stamford, Ct
- W•••• F•••• A••••••• wirehouseMar 29, 2018 to Apr 10, 2025 · Anderson, Sc
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 29, 2016 to Mar 30, 2018 · Greenville, Sc
- S•••••••• A••••••• L•• national BDMay 21, 2014 to Apr 29, 2015 · Anderson, Sc
- N••• F•••••••• G••••• I••• formerSep 14, 2009 to Sep 12, 2013 · Mt. Pleasant, Sc
- E••••• J•••• national BDNov 26, 2008 to May 27, 2009 · Charleston, Sc
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to S•••••• P••••••• I••••••••• A•••••••• L••left Apr 10, 2025, registered Mar 27, 2025 (-14 days) · Wirehouse to affiliated broker-dealer or bank
- C••••• I••••••••• A••••••• L•• to W•••• F•••• A•••••••left Mar 30, 2018, registered Mar 29, 2018 (-1 days) · Affiliated broker-dealer or bank to wirehouse
- S•••••••• A••••••• L•• to C••••• I••••••••• A••••••• L••left Apr 29, 2015, registered Jan 29, 2016 (275 days) · Other
- N••• F•••••••• G••••• I••• to S•••••••• A••••••• L••left Sep 12, 2013, registered May 21, 2014 (251 days) · Other
- E••••• J•••• to N••• F•••••••• G••••• I•••left May 27, 2009, registered Sep 14, 2009 (110 days) · Other
Signals
- A••••• C•••• G•••• left W•••• F•••• A••••••• for S•••••• P••••••• I••••••••• A•••••••• L•• (registered 2025-03-27)Apr 10, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address