RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since Oct 1, 2019 · Bridgeville, Pa
• N••••••••• S••••••••• L•• no RAUM
  Jul 18, 2018 to Oct 7, 2019 · New Alexandria, Pa
• H••••••••• F•••••••• A••••••• BD affiliated
  Mar 6, 2018 to Jun 27, 2018 · Monroeville, Pa
• E•••• S••••••••• L•• BD affiliated
  Jan 4, 2016 to Feb 22, 2018 · Pittsburgh, Pa
• P•• W••••• M••••••••• BD affiliated
  Jul 9, 2012 to Nov 23, 2015 · Bridgeville, Pa

• N••••••••• S••••••••• L•• to L•• F•••••••• L••
  left Oct 7, 2019, registered Oct 1, 2019 (-6 days) · Other · moved with a team
• H••••••••• F•••••••• A••••••• to N••••••••• S••••••••• L••
  left Jun 27, 2018, registered Jul 18, 2018 (21 days) · Other
• E•••• S••••••••• L•• to H••••••••• F•••••••• A•••••••
  left Feb 22, 2018, registered Mar 6, 2018 (12 days) · Other
• P•• W••••• M••••••••• to E•••• S••••••••• L••
  left Nov 23, 2015, registered Jan 4, 2016 (42 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

17derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address