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Registered advisor

S•••• V•••••••

E•••••• A••••••• G••••• L••BD affiliatedGreenwood Village, Co dual registrantIAPD 5604540

Feed of 09/15/2026

Also filed as Sonya Marie Valentin

At current firm

0 y

since Apr 20, 2026

In the industry

11 y

since Jan 13, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Apr 20, 2026 · Greenwood Village, Co
J••• M••••• S••••••••• L•• wirehouse
Oct 18, 2021 to Nov 11, 2025 · Tempe, Az
M••••• S•••••• wirehouse
Oct 8, 2018 to Sep 17, 2021 · Gilbert, Az
E••••• J•••• national BD
Jan 13, 2015 to Jul 9, 2015 · Tolleson, Az

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to E•••••• A••••••• G••••• L••
left Nov 11, 2025, registered Apr 20, 2026 (160 days) · Wirehouse to affiliated broker-dealer or bank
M••••• S•••••• to J••• M••••• S••••••••• L••
left Sep 17, 2021, registered Oct 18, 2021 (31 days) · Wirehouse to wirehouse · moved with a team
E••••• J•••• to M••••• S••••••
left Jul 9, 2015, registered Oct 8, 2018 (1187 days) · Affiliated broker-dealer or bank to wirehouse

Signals

S•••• V••••••• left J••• M••••• S••••••••• L•• for E•••••• A••••••• G••••• L•• (registered 2026-04-20)
Nov 11, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address