RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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W••••• J•••• T•••••
- C••••••• institutional currentsince Sep 16, 2026 · Annandale, Va
- A••••••••• L••• otherJan 15, 2021 to Feb 3, 2026 · Washington, Dc
- E•••• S••••••••• L•• BD affiliatedMay 25, 2018 to Nov 2, 2020 · Bethesdfa, Md
- W•••• F•••• A••••••• wirehouseMar 28, 2013 to Jun 22, 2016 · Garner, Nc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 2, 2010 to Feb 27, 2013 · Fayetteville, Nc
- F•••• C•••••• F•••••••• P•••••••• I••• formerFeb 20, 2009 to Oct 8, 2010 · Fayetteville, Nc
- A••••••••• L••• to C•••••••left Feb 3, 2026, registered Sep 16, 2026 (225 days) · Other
- E•••• S••••••••• L•• to A••••••••• L•••left Nov 2, 2020, registered Jan 15, 2021 (74 days) · Other
- W•••• F•••• A••••••• to E•••• S••••••••• L••left Jun 22, 2016, registered May 25, 2018 (702 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Feb 27, 2013, registered Mar 28, 2013 (29 days) · Wirehouse to wirehouse
- F•••• C•••••• F•••••••• P•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 8, 2010, registered Nov 2, 2010 (25 days) · Other
- W••••• J•••• T••••• registered as an investment adviser representative at CaptrustSep 16, 2026 · Advisor registered · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address