DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Andrew Martino

Savvyindependent RIAWestlake Village, Ca IA-onlyIAPD 5625402

Feed of 09/14/2026

Also filed as Andrew Joseph Martino

At current firm

2 y

since Aug 15, 2024

In the industry

17 y

since Feb 20, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Savvy independent RIA current
since Aug 15, 2024 · Westlake Village, Ca
Valic Financial Advisors, Inc. BD affiliated
Aug 21, 2023 to Aug 9, 2024 · Woodland Hills, Ca
Pruco Securities, LLC no RAUM
Jul 21, 2022 to Aug 10, 2023 · Sherman Oaks, Ca
Dew Point Capital independent RIA
Feb 3, 2022 to Sep 14, 2022 · Agoura Hills, Ca
Morgan Stanley wirehouse
Mar 30, 2015 to Dec 18, 2017 · Beverly Hills, Ca
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Nov 10, 2010 to Mar 30, 2015 · Beverly Hills, Ca
Edward Jones national BD
Feb 27, 2009 to Apr 20, 2009 · Woodland Hills, Ca

Moves

a registration end followed by a registration begin elsewhere

Valic Financial Advisors, Inc. to Savvy
left Aug 9, 2024, registered Aug 15, 2024 (6 days) · Affiliated broker-dealer or bank to independent RIA
Pruco Securities, LLC to Valic Financial Advisors, Inc.
left Aug 10, 2023, registered Aug 21, 2023 (11 days) · Affiliated broker-dealer or bank to another
Dew Point Capital to Pruco Securities, LLC
left Sep 14, 2022, registered Jul 21, 2022 (-55 days) · RIA to affiliated broker-dealer or bank
Morgan Stanley to Dew Point Capital
left Dec 18, 2017, registered Feb 3, 2022 (1508 days) · Wirehouse to independent RIA
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Morgan Stanley
left Mar 30, 2015, registered Mar 30, 2015 (0 days) · Wirehouse to wirehouse · moved with a team
Edward Jones to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Apr 20, 2009, registered Nov 10, 2010 (569 days) · Affiliated broker-dealer or bank to wirehouse

Signals

Andrew Martino left Valic Financial Advisors, Inc. for Savvy (registered 2024-08-15)
Aug 9, 2024 · Advisor changed firm · fact
Andrew Martino left Pruco Securities, Llc for Valic Financial Advisors, Inc. (registered 2023-08-21)
Aug 10, 2023 · Advisor changed firm · fact
Andrew Martino left Dew Point Capital for Pruco Securities, Llc (registered 2022-07-21)
Sep 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address