RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• L••••
- V••• F•••••••• A•••••••• I••• BD affiliated currentsince Aug 4, 2026 · Lake Mary, Fl
- T••••• A••••••• S•••••••• I••• BD affiliatedDec 15, 2021 to Feb 18, 2026 · Orlando, Fl
- V•••• F•••••••• A•••••••• I••• BD affiliatedMar 28, 2014 to Nov 24, 2021 · Jacksonville, Fl
- P••••••••• S••••••••• C••••••••• independent RIANov 8, 2013 to Feb 13, 2014 · Winter Springs, Fl
- E•••••••• A•••••••• L•• national BDOct 30, 2012 to Sep 6, 2013 · Orlando, Fl
- L••••• A•••••••• L•• formerAug 31, 2012 to Sep 26, 2012 · Boynton Beach, Fl
- E•••••••• A•••••••• L•• national BDAug 6, 2009 to Aug 14, 2012 · Orlando, Fl
- T••••• A••••••• S•••••••• I••• to V••• F•••••••• A•••••••• I•••left Feb 18, 2026, registered Aug 4, 2026 (167 days) · Affiliated broker-dealer or bank to another
- V•••• F•••••••• A•••••••• I••• to T••••• A••••••• S•••••••• I•••left Nov 24, 2021, registered Dec 15, 2021 (21 days) · Affiliated broker-dealer or bank to another
- P••••••••• S••••••••• C••••••••• to V•••• F•••••••• A•••••••• I•••left Feb 13, 2014, registered Mar 28, 2014 (43 days) · Other
- E•••••••• A•••••••• L•• to P••••••••• S••••••••• C•••••••••left Sep 6, 2013, registered Nov 8, 2013 (63 days) · Other
- L••••• A•••••••• L•• to E•••••••• A•••••••• L••left Sep 26, 2012, registered Oct 30, 2012 (34 days) · Other
- E•••••••• A•••••••• L•• to L••••• A•••••••• L••left Aug 14, 2012, registered Aug 31, 2012 (17 days) · Other
- J••••• L•••• left T••••• A••••••• S•••••••• I••• for V••• F•••••••• A•••••••• I••• (registered 2026-08-04)Feb 18, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address