RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• B•••••• D••••
- W•••• F•••• A••••••• wirehouse currentsince Jan 16, 2025 · Panama City, Fl
- T••••• A••••••• S•••••••• I••• BD affiliatedJun 5, 2017 to Jan 21, 2025 · Panama City, Fl
- M••••• S•••••• wirehouseOct 9, 2012 to Apr 4, 2017 · Alpharetta, Ga
- E••••• J•••• national BDJun 17, 2009 to Oct 8, 2012 · St Louis, Mo
- T••••• A••••••• S•••••••• I••• to W•••• F•••• A•••••••left Jan 21, 2025, registered Jan 16, 2025 (-5 days) · Affiliated broker-dealer or bank to wirehouse
- M••••• S•••••• to T••••• A••••••• S•••••••• I•••left Apr 4, 2017, registered Jun 5, 2017 (62 days) · Other
- E••••• J•••• to M••••• S••••••left Oct 8, 2012, registered Oct 9, 2012 (1 days) · Affiliated broker-dealer or bank to wirehouse
- J•••• B•••••• D•••• left T••••• A••••••• S•••••••• I••• for W•••• F•••• A••••••• (registered 2025-01-16)Jan 21, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address