DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Stephanie Williams Guanzini

Capitol Securities Management, Inc.independent RIAWilmington, Nc dual registrantIAPD 5664075

Feed of 09/14/2026

Also filed as Stephanie Williams Allen

At current firm

0 y

since Nov 13, 2025

In the industry

17 y

since Jul 4, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Capitol Securities Management, Inc. independent RIA current
since Nov 13, 2025 · Glen Allen, Va
First Citizens Investor Services, Inc. BD affiliated
Jul 19, 2022 to Sep 30, 2025 · Wilmington, Nc
Osaic Fs, Inc. former
Nov 15, 2013 to Jul 25, 2022 · Leland, Nc
LPL Financial LLC BD affiliated
Dec 2, 2011 to Nov 22, 2013 · Morehead City, Nc
Edward Jones national BD
Jul 7, 2009 to Dec 5, 2011 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

First Citizens Investor Services, Inc. to Capitol Securities Management, Inc.
left Sep 30, 2025, registered Nov 13, 2025 (44 days) · Affiliated broker-dealer or bank to independent RIA
Osaic Fs, Inc. to First Citizens Investor Services, Inc.
left Jul 25, 2022, registered Jul 19, 2022 (-6 days) · Affiliated broker-dealer or bank to another
LPL Financial LLC to Osaic Fs, Inc.
left Nov 22, 2013, registered Nov 15, 2013 (-7 days) · Other
Edward Jones to LPL Financial LLC
left Dec 5, 2011, registered Dec 2, 2011 (-3 days) · Other

Signals

Stephanie Williams Guanzini left First Citizens Investor Services, Inc. for Capitol Securities Management, Inc. (registered 2025-11-13)
Sep 30, 2025 · Advisor changed firm · fact
Stephanie Williams Guanzini left Osaic Fs, Inc. for First Citizens Investor Services, Inc. (registered 2022-07-19)
Jul 25, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address