DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••• C••••• A•••••

A••••• A•• P••••••• S•••••••BD affiliatedCedartown, Ga dual registrantIAPD 5668016

Feed of 09/15/2026

Also filed as S•••• A•••••

At current firm

0 y

since Jul 8, 2026

In the industry

17 y

since Jul 16, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••• A•• P••••••• S••••••• BD affiliated current
since Jul 8, 2026 · Cedartown, Ga
J••• M••••• S••••••••• L•• wirehouse
Oct 19, 2022 to Apr 3, 2026 · Atlanta, Ga
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 11, 2022 to Sep 6, 2022 · Acworth, Ga
W•••• F•••• A••••••• wirehouse
May 5, 2014 to Jan 11, 2022 · Atlanta, Ga
L•• F•••••••• L•• BD affiliated
Sep 11, 2012 to Jan 6, 2014 · Rome, Ga
B••• I••••••••• S•••••••• I••• former
Aug 17, 2011 to Sep 10, 2012 · Calhoun, Ga
E••••• J•••• national BD
Jul 22, 2009 to Jan 6, 2010 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to A••••• A•• P••••••• S•••••••
left Apr 3, 2026, registered Jul 8, 2026 (96 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
left Sep 6, 2022, registered Oct 19, 2022 (43 days) · Wirehouse to wirehouse
W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jan 11, 2022, registered Apr 11, 2022 (90 days) · Wirehouse to wirehouse
L•• F•••••••• L•• to W•••• F•••• A•••••••
left Jan 6, 2014, registered May 5, 2014 (119 days) · Other
B••• I••••••••• S•••••••• I••• to L•• F•••••••• L••
left Sep 10, 2012, registered Sep 11, 2012 (1 days) · Other
E••••• J•••• to B••• I••••••••• S•••••••• I•••
left Jan 6, 2010, registered Aug 17, 2011 (588 days) · Affiliated broker-dealer or bank to a newly registered adviser

Signals

S•••• C••••• A••••• left J••• M••••• S••••••••• L•• for A••••• A•• P••••••• S••••••• (registered 2026-07-08)
Apr 3, 2026 · Advisor changed firm · fact
S•••• C••••• A••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L•• (registered 2022-10-19)
Sep 6, 2022 · Advisor changed firm · fact
S•••• C••••• A••••• left W•••• F•••• A••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-04-11)
Jan 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address