DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Luz Velasquez
Feed of 09/15/2026
Also filed as Luz M Velasquez
At current firm
5 y
since Aug 18, 2021
In the industry
17 y
since Aug 17, 2009 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Pnc Wealth Management BD affiliated currentsince Aug 18, 2021 · Houston, Tx
- Pnc Managed Account Solutions, Inc. formerOct 23, 2019 to Aug 17, 2021 · The Woodlands, Tx
- Bok Financial Advisors BD affiliatedFeb 25, 2019 to Sep 30, 2019 · Houston, Tx
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 3, 2017 to Mar 8, 2019 · Tomball, Tx
- J.P. Morgan Securities LLC wirehouseOct 1, 2012 to Oct 26, 2016 · Cypress, Tx
- Chase Investment Services Corp. formerOct 19, 2011 to Oct 1, 2012 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- Pnc Managed Account Solutions, Inc. to Pnc Wealth Managementleft Aug 17, 2021, registered Aug 18, 2021 (1 days) · corporate re-registration, not a move
- Bok Financial Advisors to Pnc Managed Account Solutions, Inc.left Sep 30, 2019, registered Oct 23, 2019 (23 days) · Affiliated broker-dealer or bank to another
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Bok Financial Advisorsleft Mar 8, 2019, registered Feb 25, 2019 (-11 days) · Wirehouse to affiliated broker-dealer or bank
- J.P. Morgan Securities LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Oct 26, 2016, registered Mar 3, 2017 (128 days) · Wirehouse to wirehouse
- Chase Investment Services Corp. to J.P. Morgan Securities LLCleft Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address