RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••• F• B••••
- W•••• F•••• A••••••• wirehouse currentsince Apr 13, 2026 · Washington, Dc
- J••• M••••• S••••••••• L•• wirehouseOct 29, 2020 to Apr 17, 2026 · Washington, Dc
- C•••••• S••••• • C••• I••• national BDOct 8, 2015 to Oct 27, 2020 · Gaithersburg, Md
- P•• W••••• M••••••••• BD affiliatedMay 6, 2014 to Sep 21, 2015 · Timonium, Md
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedFeb 17, 2011 to Nov 5, 2013 · Owings Mills, Md
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Apr 17, 2026, registered Apr 13, 2026 (-4 days) · Wirehouse to wirehouse
- C•••••• S••••• • C••• I••• to J••• M••••• S••••••••• L••left Oct 27, 2020, registered Oct 29, 2020 (2 days) · Affiliated broker-dealer or bank to wirehouse
- P•• W••••• M••••••••• to C•••••• S••••• • C••• I•••left Sep 21, 2015, registered Oct 8, 2015 (17 days) · Other
- T• R••• P•••• A••••••• S•••••••• I••• to P•• W••••• M•••••••••left Nov 5, 2013, registered May 6, 2014 (182 days) · Other
- D••• F• B•••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2026-04-13)Apr 17, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address