DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••• J•••• R••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseBellevue, Wa dual registrantIAPD 5726240

Feed of 09/14/2026

Also filed as James Bingham

At current firm

0 y

since Feb 6, 2026

In the industry

16 y

since Dec 9, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Feb 6, 2026 · Bellevue, Wa
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Dec 12, 2024 to Dec 23, 2025 · Seattle, Wa
L•• E••••••••• L•• BD affiliated
Sep 27, 2024 to Dec 13, 2024 · Sammamish, Wa
M••••• S•••••• wirehouse
Nov 7, 2017 to Apr 11, 2024 · South Jordan, Ut
W•••• F•••• A••••••• wirehouse
Jan 20, 2015 to Aug 28, 2017 · Minneapolis, Mn
E•••••• C•••••• M••••••••• L•• former
Oct 11, 2012 to Nov 4, 2014 · Arlington, Va
W•••• F•••• A••••••• wirehouse
Jul 12, 2012 to Oct 10, 2012 · Salt Lake City, Ut
E••••• J•••• national BD
Dec 17, 2009 to Dec 1, 2011 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Dec 23, 2025, registered Feb 6, 2026 (45 days) · Affiliated broker-dealer or bank to wirehouse
L•• E••••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Dec 13, 2024, registered Dec 12, 2024 (-1 days) · Other
M••••• S•••••• to L•• E••••••••• L••
left Apr 11, 2024, registered Sep 27, 2024 (169 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
W•••• F•••• A••••••• to M••••• S••••••
left Aug 28, 2017, registered Nov 7, 2017 (71 days) · Wirehouse to wirehouse
E•••••• C•••••• M••••••••• L•• to W•••• F•••• A•••••••
left Nov 4, 2014, registered Jan 20, 2015 (77 days) · Other
W•••• F•••• A••••••• to E•••••• C•••••• M••••••••• L••
left Oct 10, 2012, registered Oct 11, 2012 (1 days) · Other
E••••• J•••• to W•••• F•••• A•••••••
left Dec 1, 2011, registered Jul 12, 2012 (224 days) · Affiliated broker-dealer or bank to wirehouse

Signals

C•••••• J•••• R•••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2026-02-06)
Dec 23, 2025 · Advisor changed firm · fact
C•••••• J•••• R•••• left L•• E••••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2024-12-12)
Dec 13, 2024 · Advisor changed firm · fact
C•••••• J•••• R•••• left M••••• S•••••• for L•• E••••••••• L•• (registered 2024-09-27)
Apr 11, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address