G•••••• J••••• S•••••••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedTemple Terrace, Fl dual registrantIAPD 5732636

Feed of 09/14/2026

Also filed as G•••••• J• S••••••••• J• S••••••••• J••••• S••••••••• S•••••••

At current firm

7 y

since Jan 31, 2019

In the industry

15 y

since Nov 9, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since Jan 31, 2019 · Temple Terrace, Fl
R•••••• J•••• • A••••••••• I••• national BD
Apr 4, 2022 to Apr 15, 2025 · St. Petersburg, Fl
U••• I••••••••• S••••••• C•••••• no RAUM
Jan 8, 2018 to Jan 3, 2019 · San Antonio, Tx
U••• F•••••••• P••••••• S••••••• former
Aug 12, 2013 to Jan 8, 2018 · Tampa, Fl
T• R••• P•••• A••••••• S•••••••• I••• BD affiliated
Oct 22, 2012 to Jul 8, 2013 · Tampa, Fl

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• • A••••••••• I••• to no registered destination
left Apr 15, 2025 · Departure, no registered destination
U••• I••••••••• S••••••• C•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Jan 3, 2019, registered Jan 31, 2019 (28 days) · Affiliated broker-dealer or bank to another · moved with a team
U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••
left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
T• R••• P•••• A••••••• S•••••••• I••• to U••• F•••••••• P••••••• S•••••••
left Jul 8, 2013, registered Aug 12, 2013 (35 days) · Other

Signals

G•••••• J••••• S••••••• no longer registered at R•••••• J•••• • A••••••••• I•••; no later IA registration on IAPD
Apr 15, 2025 · Advisor departure · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address