DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kermit Dale Mcgregor

Signal Advisors Wealth, LLCindependent RIAGreenbier, Ar IA-onlyIAPD 5737212

Feed of 09/15/2026

Also filed as K Dale Mcgregor

At current firm

0 y

since Jun 30, 2026

In the industry

26 y

since May 1, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Signal Advisors Wealth, LLC independent RIA current
since Jun 30, 2026 · Niceville, Fl
Foundations Investment Advisors LLC independent RIA
Aug 29, 2024 to Jun 30, 2026 · Niceville, Fl
Ae Wealth Management, LLC BD affiliated
Feb 1, 2023 to Aug 26, 2024 · Greenbrier, Ar
Integrity Alliance, LLC BD affiliated
Apr 1, 2022 to Feb 1, 2023 · Urbandale, Ia
Edward Jones national BD
Jan 20, 2010 to Mar 10, 2010 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

Foundations Investment Advisors LLC to Signal Advisors Wealth, LLC
left Jun 30, 2026, registered Jun 30, 2026 (0 days) · RIA to RIA
Ae Wealth Management, LLC to Foundations Investment Advisors LLC
left Aug 26, 2024, registered Aug 29, 2024 (3 days) · RIA to RIA
Integrity Alliance, LLC to Ae Wealth Management, LLC
left Feb 1, 2023, registered Feb 1, 2023 (0 days) · RIA to affiliated broker-dealer or bank
Edward Jones to Integrity Alliance, LLC
left Mar 10, 2010, registered Apr 1, 2022 (4405 days) · Affiliated broker-dealer or bank to independent RIA

Signals

Kermit Dale Mcgregor left Foundations Investment Advisors Llc for Signal Advisors Wealth, Llc (registered 2026-06-30)
Jun 30, 2026 · Advisor changed firm · fact
Kermit Dale Mcgregor left Ae Wealth Management, Llc for Foundations Investment Advisors Llc (registered 2024-08-29)
Aug 26, 2024 · Advisor changed firm · fact
Kermit Dale Mcgregor left Integrity Alliance, Llc for Ae Wealth Management, Llc (registered 2023-02-01)
Feb 1, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address