DFX Intelligence
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Registered advisor
S••• A•••••• C•••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as S••• C•••••••
At current firm
6 y
since Oct 8, 2019
In the industry
15 y
since Sep 23, 2011 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• F•••••••• E•••••• independent RIA currentsince Oct 8, 2019 · Tysons Corner, Va
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedOct 19, 2018 to Sep 17, 2019 · Rockville, Md
- A••••• A•• P••••••• S••••••• BD affiliatedAug 26, 2014 to Oct 4, 2018 · Fairfax, Va
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedOct 6, 2011 to Aug 20, 2014 · Owings Mills, Md
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to E•••••• F•••••••• E••••••left Sep 17, 2019, registered Oct 8, 2019 (21 days) · Affiliated broker-dealer or bank to independent RIA
- A••••• A•• P••••••• S••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 4, 2018, registered Oct 19, 2018 (15 days) · Affiliated broker-dealer or bank to another
- T• R••• P•••• A••••••• S•••••••• I••• to A••••• A•• P••••••• S•••••••left Aug 20, 2014, registered Aug 26, 2014 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address