DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Sarah Kelsey Pham

Mercer Global Advisors Inc.independent RIADenver, Co IA-onlyIAPD 5743359

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/15/2026

Also filed as Sarah Kelsey Knoblauch

At current firm

1 y

since Aug 13, 2025

In the industry

16 y

since Aug 15, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Mercer Global Advisors Inc. independent RIA current
since Aug 13, 2025 · Boulder, Co
Lido independent RIA
Feb 9, 2024 to Jun 17, 2025 · Boulder, Co
U.S. Bancorp Investments, Inc. former
Feb 2, 2023 to Sep 13, 2023 · Denver, Co
Schwab Wealth Advisory, Inc. no RAUM
Jan 13, 2021 to Dec 15, 2022 · San Francisco, Ca
Advice And Planning Services BD affiliated
Feb 26, 2015 to Nov 17, 2020 · Denver, Co
Foresters Advisory Services, LLC former
May 22, 2013 to Dec 5, 2013 · Denver, Co

Moves

a registration end followed by a registration begin elsewhere

Lido to Mercer Global Advisors Inc.
left Jun 17, 2025, registered Aug 13, 2025 (57 days) · RIA to RIA
U.S. Bancorp Investments, Inc. to Lido
left Sep 13, 2023, registered Feb 9, 2024 (149 days) · Affiliated broker-dealer or bank to independent RIA
Schwab Wealth Advisory, Inc. to U.S. Bancorp Investments, Inc.
left Dec 15, 2022, registered Feb 2, 2023 (49 days) · Other
Advice And Planning Services to Schwab Wealth Advisory, Inc.
left Nov 17, 2020, registered Jan 13, 2021 (57 days) · Other
Foresters Advisory Services, LLC to Advice And Planning Services
left Dec 5, 2013, registered Feb 26, 2015 (448 days) · Other

Signals

Sarah Kelsey Pham left Lido for Mercer Global Advisors Inc. (registered 2025-08-13)
Jun 17, 2025 · Advisor changed firm · fact
Sarah Kelsey Pham left U.S. Bancorp Investments, Inc. for Lido (registered 2024-02-09)
Sep 13, 2023 · Advisor changed firm · fact
Sarah Kelsey Pham left Schwab Wealth Advisory, Inc. for U.S. Bancorp Investments, Inc. (registered 2023-02-02)
Dec 15, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address