DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• C• Y••••

R•••••••• S•••••••independent RIASan Francisco, CaIA-onlyIAPD 5744504

Certified Financial Planner

Feed of 09/14/2026

Also filed as J••••• Y••••

At current firm

0 y

since Aug 5, 2026

In the industry

16 y

since Mar 9, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••••• S••••••• independent RIA current
since Aug 5, 2026 · San Francisco, Ca
B••••••••• independent RIA
Mar 16, 2022 to Aug 3, 2026 · San Francisco, Ca
M••••• G••••• A••••••• I••• independent RIA
Mar 4, 2022 to Apr 4, 2022 · Denver, Co
C••• C••••••• L•• independent RIA
Mar 22, 2016 to Jan 11, 2022 · Washington, Dc
U•• F•••••••• S••••••• I••• wirehouse
Mar 16, 2010 to Mar 17, 2016 · Washington, Dc

Moves

a registration end followed by a registration begin elsewhere

B••••••••• to R•••••••• S•••••••
left Aug 3, 2026, registered Aug 5, 2026 (2 days) · RIA to RIA
M••••• G••••• A••••••• I••• to B•••••••••
left Apr 4, 2022, registered Mar 16, 2022 (-19 days) · RIA to RIA
C••• C••••••• L•• to M••••• G••••• A••••••• I•••
left Jan 11, 2022, registered Mar 4, 2022 (52 days) · RIA to RIA
U•• F•••••••• S••••••• I••• to C••• C••••••• L••
left Mar 17, 2016, registered Mar 22, 2016 (5 days) · Other

Signals

J••••• C• Y•••• left Bakeravenue for R•••••••• S••••••• (registered 2026-08-05)
Aug 3, 2026 · Advisor changed firm · fact
J••••• C• Y•••• left M••••• G••••• A••••••• I••• for Bakeravenue (registered 2022-03-16)
Apr 4, 2022 · Advisor changed firm · fact
J••••• C• Y•••• left C••• C••••••• L•• for M••••• G••••• A••••••• I••• (registered 2022-03-04)
Jan 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address