DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Kevin Glasheen
Certified Financial Planner
Feed of 09/14/2026
Also filed as Jimmy Glasheen
At current firm
1 y
since Jan 1, 2025
In the industry
15 y
since Mar 24, 2011 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Parallel Advisors, LLC independent RIA currentsince Jan 1, 2025 · Denver, Co
- Colorado Wealth Group LLC formerAug 8, 2021 to Jun 25, 2024 · Denver, Co
- Creativeone Wealth, LLC independent RIAOct 22, 2020 to Jul 23, 2021 · Centennial, Co
- Fidelity Personal And Workplace Advisors formerJul 13, 2018 to Dec 2, 2019 · Boston, Ma
- Strategic Advisers LLC national BDSep 23, 2011 to Jul 13, 2018 · West Hartford, Ct
Moves
a registration end followed by a registration begin elsewhere
- Colorado Wealth Group LLC to Parallel Advisors, LLCleft Jun 25, 2024, registered Jan 1, 2025 (190 days) · RIA to RIA
- Creativeone Wealth, LLC to Colorado Wealth Group LLCleft Jul 23, 2021, registered Aug 8, 2021 (16 days) · RIA to RIA
- Fidelity Personal And Workplace Advisors to Creativeone Wealth, LLCleft Dec 2, 2019, registered Oct 22, 2020 (325 days) · Affiliated broker-dealer or bank to independent RIA
- Strategic Advisers LLC to Fidelity Personal And Workplace Advisorsleft Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
Signals
- James Kevin Glasheen left Colorado Wealth Group Llc for Parallel Advisors, Llc (registered 2025-01-01)Jun 25, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address