DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Douglas Alan Ducker

Omega Wealth Private Capital LLCstate registeredCincinnati, Oh IA-onlyIAPD 5771029

Feed of 09/15/2026

Also filed as Doug Alan Ducker

At current firm

1 y

since Feb 25, 2025

In the industry

15 y

since Jul 30, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Omega Wealth Private Capital LLC state registered current
since Feb 25, 2025 · Cincinnati, Oh
Golden Reserve Retirement, LLC independent RIA
Feb 15, 2024 to Nov 4, 2024 · Cincinnati, Oh
Valic Financial Advisors, Inc. BD affiliated
Jun 13, 2022 to Dec 7, 2023 · Columbus, Oh
Fidelity Personal And Workplace Advisors former
Jul 13, 2018 to Mar 21, 2022 · Boston, Ma
Strategic Advisers LLC national BD
Feb 4, 2015 to Jul 13, 2018 · Covington, Ky

Moves

a registration end followed by a registration begin elsewhere

Golden Reserve Retirement, LLC to Omega Wealth Private Capital LLC
left Nov 4, 2024, registered Feb 25, 2025 (113 days) · RIA to a state-registered adviser
Valic Financial Advisors, Inc. to Golden Reserve Retirement, LLC
left Dec 7, 2023, registered Feb 15, 2024 (70 days) · Affiliated broker-dealer or bank to independent RIA
Fidelity Personal And Workplace Advisors to Valic Financial Advisors, Inc.
left Mar 21, 2022, registered Jun 13, 2022 (84 days) · Affiliated broker-dealer or bank to another
Strategic Advisers LLC to Fidelity Personal And Workplace Advisors
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move

Signals

Douglas Alan Ducker left Golden Reserve Retirement, Llc for Omega Wealth Private Capital Llc (registered 2025-02-25)
Nov 4, 2024 · Advisor changed firm · fact
Douglas Alan Ducker left Valic Financial Advisors, Inc. for Golden Reserve Retirement, Llc (registered 2024-02-15)
Dec 7, 2023 · Advisor changed firm · fact
Douglas Alan Ducker left Fidelity Personal And Workplace Advisors for Valic Financial Advisors, Inc. (registered 2022-06-13)
Mar 21, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address