DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Andrew J. Grant
Feed of 09/15/2026
Also filed as Andrew J Grant
At current firm
1 y
since May 30, 2025
In the industry
15 y
since Jul 19, 2011 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Summit Financial, LLC BD affiliated currentsince May 30, 2025 · Galena, Oh
- Wells Fargo Advisors wirehouseAug 4, 2021 to Jun 17, 2025 · Columbus, Oh
- Wealthbridge Capital Management, LLC independent RIAOct 26, 2018 to Sep 3, 2021 · Westerville, Oh
- Morgan Stanley wirehouseSep 5, 2013 to Sep 4, 2018 · Columbus, Oh
- UBS Financial Services Inc. wirehouseOct 12, 2011 to Sep 12, 2013 · Miamisburg, Oh
Moves
a registration end followed by a registration begin elsewhere
- Wells Fargo Advisors to Summit Financial, LLCleft Jun 17, 2025, registered May 30, 2025 (-18 days) · Wirehouse to affiliated broker-dealer or bank
- Wealthbridge Capital Management, LLC to Wells Fargo Advisorsleft Sep 3, 2021, registered Aug 4, 2021 (-30 days) · RIA to wirehouse
- Morgan Stanley to Wealthbridge Capital Management, LLCleft Sep 4, 2018, registered Oct 26, 2018 (52 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
- UBS Financial Services Inc. to Morgan Stanleyleft Sep 12, 2013, registered Sep 5, 2013 (-7 days) · Wirehouse to wirehouse
Signals
- Andrew J. Grant left Wells Fargo Advisors for Summit Financial, Llc (registered 2025-05-30)Jun 17, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address