DFX Intelligence
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Registered advisor
B•••• H• F••••••
Feed of 09/14/2026
Also filed as B•••• F••••••••• H••••••• F••••••
At current firm
4 y
since Apr 13, 2022
In the industry
16 y
since Jul 9, 2010 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Apr 13, 2022 · Salt Lake City, Ut
- M••••• S•••••• wirehouseAug 26, 2016 to Apr 27, 2022 · Folsom, Ca
- J••• M••••• S••••••••• L•• wirehouseDec 12, 2014 to Sep 7, 2016 · El Dorado Hills, Ca
- M••••• S•••••• wirehouseJul 1, 2013 to Nov 6, 2014 · Burlingame, Ca
- W•••••• • R••• formerAug 4, 2011 to Jun 24, 2013 · Seattle, Wa
- E••••• J•••• national BDJul 12, 2010 to Dec 6, 2010 · Fair Oaks, Ca
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to W•••• F•••• A•••••••left Apr 27, 2022, registered Apr 13, 2022 (-14 days) · Wirehouse to wirehouse
- J••• M••••• S••••••••• L•• to M••••• S••••••left Sep 7, 2016, registered Aug 26, 2016 (-12 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to J••• M••••• S••••••••• L••left Nov 6, 2014, registered Dec 12, 2014 (36 days) · Wirehouse to wirehouse
- W•••••• • R••• to M••••• S••••••left Jun 24, 2013, registered Jul 1, 2013 (7 days) · Other
- E••••• J•••• to W•••••• • R•••left Dec 6, 2010, registered Aug 4, 2011 (241 days) · Other
Signals
- ••• LockedApr 27, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address