DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

H••••• A•••••• A••••••

G••••• W••••• A•••••••independent RIAMiami, FlIA-onlyIAPD 5792578

Feed of 09/18/2026

Also filed as H••••• A A••••••

At current firm

0 y

since Sep 17, 2026

In the industry

15 y

since Aug 29, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

G••••• W••••• A••••••• independent RIA current
since Sep 17, 2026 · Miami, Fl
M•••••• BD affiliated
Jul 6, 2026 to Aug 31, 2026 · Greenville, Sc
G••••• W••••• A••••••• independent RIA
Jan 16, 2025 to May 24, 2026 · Miami, Fl
M••••• S•••••• wirehouse
May 6, 2021 to Jan 19, 2022 · Miami, Fl
C•••••••• G••••• M•••••• I••• BD affiliated
Aug 29, 2013 to Apr 20, 2021 · Miami, Fl
S•••••••• A••••••• L•• national BD
Oct 8, 2012 to Aug 1, 2013 · Coral Gables, Fl

Moves

a registration end followed by a registration begin elsewhere

M•••••• to G••••• W••••• A•••••••
left Aug 31, 2026, registered Sep 17, 2026 (17 days) · Affiliated broker-dealer or bank to independent RIA
G••••• W••••• A••••••• to M••••••
left May 24, 2026, registered Jul 6, 2026 (43 days) · RIA to affiliated broker-dealer or bank
M••••• S•••••• to G••••• W••••• A•••••••
left Jan 19, 2022, registered Jan 16, 2025 (1093 days) · Wirehouse to independent RIA
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Apr 20, 2021, registered May 6, 2021 (16 days) · Affiliated broker-dealer or bank to wirehouse
S•••••••• A••••••• L•• to C•••••••• G••••• M•••••• I•••
left Aug 1, 2013, registered Aug 29, 2013 (28 days) · Other

Signals

H••••• A•••••• A•••••• registered as an investment adviser representative at G••••• W••••• A•••••••
Sep 17, 2026 · Advisor registered · fact
H••••• A•••••• A•••••• left Mariner for G••••• W••••• A••••••• (registered 2026-09-17)
Aug 31, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address