RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• T••••••
- T• R••• P•••• A••••••••• I••• asset manager currentsince Jul 16, 2024 · Overland Park, Ks
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedFeb 24, 2022 to Nov 15, 2023 · Overland Park, Ks
- I•• A••••••• S•••••••• I••• mixed wealthFeb 2, 2021 to Feb 16, 2022 · Overland Park, Ks
- N••••••••• I••••••••• A•••••••• L•• BD affiliatedJul 13, 2011 to Apr 20, 2020 · Columbus, Oh
- T• R••• P•••• A••••••• S•••••••• I••• to T• R••• P•••• A••••••••• I•••left Nov 15, 2023, registered Jul 16, 2024 (244 days) · Other
- I•• A••••••• S•••••••• I••• to T• R••• P•••• A••••••• S•••••••• I•••left Feb 16, 2022, registered Feb 24, 2022 (8 days) · RIA to RIA
- N••••••••• I••••••••• A•••••••• L•• to I•• A••••••• S•••••••• I•••left Apr 20, 2020, registered Feb 2, 2021 (288 days) · Affiliated broker-dealer or bank to independent RIA
- K•••• T•••••• left T• R••• P•••• A••••••• S•••••••• I••• for T• R••• P•••• A••••••••• I••• (registered 2024-07-16)Nov 15, 2023 · Advisor changed firm · fact
- K•••• T•••••• left I•• A••••••• S•••••••• I••• for T• R••• P•••• A••••••• S•••••••• I••• (registered 2022-02-24)Feb 16, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address