DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

The H Group Washington, Inc.

Former SEC-registered adviserPortland, OregonCRD 300464SEC 801-114735IAPD
Latest filing Mar 31, 2025
First filing on the tape Jan 22, 2019 · 14 filings
SEC status approved since Feb 14, 2019
RAUM
$256M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$256M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$256M as of Mar 31, 2025
Apr 2, 2020$114M then
HNW client RAUM$212M as of Mar 31, 2025
Apr 2, 2020$32.5M then
State-registered IARs (5.B.3)6 as of Mar 31, 2025
Apr 2, 20203 then
Employees (5.A)6 as of Mar 31, 2025
Apr 2, 20204 then
Private funds: no history
RAUM +15% over the last fiscal year+12% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Mar 31, 2025; every figure names its basis
RAUM per advisor
$42.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
34derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.5MderivedHNW RAUM over HNW clients
Average account
$336,168derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
3.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+15%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-5.2%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Custody
$2.3M, 13 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$212M83%
  • Individuals$44.1M17%
Individual clients
118reported
HNW clients
84reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
763reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$2.3M for 13 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
5 left, 0 joined in 12 months
net -5 in 12 months0 left in 90 days0 joined in 90 days5 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Keil Christopher Hicks · President & Chief Compliance Officercontrol
      since 01/2019 · owns 75% or more
    Related persons
    Schedule D 7.A
    Advisers that list The H Group Washington, Inc. as a related person
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Bellevue, Wa005
    Offices
    Schedule D 1.F, the 25 largest
    • Bellevue, WA3 employees
    What changed
    consecutive filings, newest first
    • Accounts · 749 to 763
      Mar 29, 2024 to Mar 31, 2025
    • HNW clients · 57 to 84
      Mar 29, 2024 to Mar 31, 2025
    • Individual clients · 156 to 118
      Mar 29, 2024 to Mar 31, 2025
    • Assets in custody · $976,287 to $2.3M
      Mar 29, 2024 to Mar 31, 2025
    • Employees · 7 to 6
      Mar 29, 2024 to Mar 31, 2025
    • Insurance-licensed employees · 0 to 2
      Mar 29, 2024 to Mar 31, 2025
    • Financial planning clients · 0 to 0
      Mar 29, 2024 to Mar 31, 2025
    • Discretionary RAUM · $224M to $256M
      Mar 29, 2024 to Mar 31, 2025
    • HNW RAUM · $156M to $212M
      Mar 29, 2024 to Mar 31, 2025
    • Individual RAUM · $67.7M to $44.1M
      Mar 29, 2024 to Mar 31, 2025
    • RAUM · $224M to $256M
      Mar 29, 2024 to Mar 31, 2025
    • Accounts · 670 to 749
      Mar 30, 2023 to Mar 29, 2024
    • HNW clients · 54 to 57
      Mar 30, 2023 to Mar 29, 2024
    • Individual clients · 140 to 156
      Mar 30, 2023 to Mar 29, 2024
    • Assets in custody · $16.4M to $976,287
      Mar 30, 2023 to Mar 29, 2024
    • Discretionary RAUM · $176M to $224M
      Mar 30, 2023 to Mar 29, 2024
    • HNW RAUM · $126M to $156M
      Mar 30, 2023 to Mar 29, 2024
    • Individual RAUM · $50.6M to $67.7M
      Mar 30, 2023 to Mar 29, 2024
    • RAUM · $176M to $224M
      Mar 30, 2023 to Mar 29, 2024
    • Accounts · 676 to 670
      Jan 18, 2023 to Mar 30, 2023
    • Advisory employees · 4 to 6
      Jan 18, 2023 to Mar 30, 2023
    • HNW clients · 56 to 54
      Jan 18, 2023 to Mar 30, 2023
    • Individual clients · 119 to 140
      Jan 18, 2023 to Mar 30, 2023
    • Assets in custody · $23.8M to $16.4M
      Jan 18, 2023 to Mar 30, 2023
    • Employees · 5 to 7
      Jan 18, 2023 to Mar 30, 2023
    • State-registered IARs · 4 to 6
      Jan 18, 2023 to Mar 30, 2023
    • Discretionary RAUM · $182M to $176M
      Jan 18, 2023 to Mar 30, 2023
    • HNW RAUM · $138M to $126M
      Jan 18, 2023 to Mar 30, 2023
    • Individual RAUM · $43.6M to $50.6M
      Jan 18, 2023 to Mar 30, 2023
    • RAUM · $182M to $176M
      Jan 18, 2023 to Mar 30, 2023
    • Accounts · 151 to 676
      Mar 25, 2021 to Mar 28, 2022
    • Advisory employees · 6 to 4
      Mar 25, 2021 to Mar 28, 2022
    • HNW clients · 18 to 56
      Mar 25, 2021 to Mar 28, 2022
    • Individual clients · 133 to 119
      Mar 25, 2021 to Mar 28, 2022
    • Assets in custody · $18.3M to $23.8M
      Mar 25, 2021 to Mar 28, 2022
    • Employees · 7 to 5
      Mar 25, 2021 to Mar 28, 2022
    • Insurance-licensed employees · 2 to 0
      Mar 25, 2021 to Mar 28, 2022
    • State-registered IARs · 6 to 4
      Mar 25, 2021 to Mar 28, 2022
    • Discretionary RAUM · $148M to $182M
      Mar 25, 2021 to Mar 28, 2022
    • HNW RAUM · $74.8M to $138M
      Mar 25, 2021 to Mar 28, 2022
    Signals
    9 dated events
    • The H Group Washington, Inc. no longer on the SEC adviser roster (last listed 2026-06-01, RAUM $256.5M)
      Jul 1, 2026 · Left the SEC roster · derived
    • Esther J Lamarche left The H Group Washington, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2026-03-02)
      May 14, 2026 · Advisor changed firm · fact
    • The H Group Washington, Inc.'s advisors moved to Wealth Enhancement Advisory Services, LLC (Bellevue, WA): 5 of 5 registered, on the same day
      May 14, 2026 · Firm absorbed (people side) · derived
    • Jason Lee Tafoya left The H Group Washington, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2026-03-02)
      May 14, 2026 · Advisor changed firm · fact
    • Aidan Lael Beaton left The H Group Washington, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2026-03-02)
      May 14, 2026 · Advisor changed firm · fact
    • Stephanie Marie Roberts left The H Group Washington, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2026-03-03)
      May 14, 2026 · Advisor changed firm · fact
    • Fred King left The H Group Washington, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2026-03-02)
      May 14, 2026 · Advisor changed firm · fact
    • The H Group Washington, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
      Jan 22, 2019 · Succession (Item 4) · fact
    • The H Group Washington, Inc. filed its initial SEC registration (Form ADV)
      Jan 22, 2019 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026