RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• M• W•••••••
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Feb 24, 2026 · Colorado Springs, Co
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedSep 7, 2022 to Feb 17, 2026 · Colorado Springs, Co
- T• R••• P•••• A••••••••• I••• asset managerFeb 3, 2020 to Jan 25, 2022 · Colorado Springs, Co
- F•••••••• A•••••• I••• independent RIAJul 8, 2019 to Dec 11, 2019 · Monument, Co
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedApr 27, 2015 to Jul 2, 2019 · Colorado Springs, Co
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedSep 30, 2014 to Mar 20, 2015 · Colorado Springs, Co
- T• R••• P•••• A••••••• S•••••••• I••• to E•••••• A••••••• G••••• L••left Feb 17, 2026, registered Feb 24, 2026 (7 days) · Affiliated broker-dealer or bank to another · moved with a team
- T• R••• P•••• A••••••••• I••• to T• R••• P•••• A••••••• S•••••••• I•••left Jan 25, 2022, registered Sep 7, 2022 (225 days) · Other
- F•••••••• A•••••• I••• to T• R••• P•••• A••••••••• I•••left Dec 11, 2019, registered Feb 3, 2020 (54 days) · Other
- T• R••• P•••• A••••••• S•••••••• I••• to F•••••••• A•••••• I•••left Jul 2, 2019, registered Jul 8, 2019 (6 days) · RIA to RIA
- B•••••• M• W••••••• left T• R••• P•••• A••••••• S•••••••• I••• for E•••••• A••••••• G••••• L•• (registered 2026-02-24)Feb 17, 2026 · Advisor changed firm · fact
- B•••••• M• W••••••• left T• R••• P•••• A••••••••• I••• for T• R••• P•••• A••••••• S•••••••• I••• (registered 2022-09-07)Jan 25, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address