DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Peter Joseph Smegielski
Feed of 09/14/2026
Also filed as Peter Smegielski
At current firm
1 y
since Nov 8, 2024
In the industry
15 y
since Nov 17, 2010 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Advisory Services, LLC BD affiliated currentsince Nov 8, 2024 · San Diego, Ca
- Arbor Point Advisors formerFeb 17, 2022 to Nov 8, 2024 · La Jolla, Ca
- Pfg Advisors independent RIAJul 8, 2020 to Mar 1, 2022 · La Jolla, Ca
- Pnc Managed Account Solutions, Inc. formerJan 29, 2015 to Jul 1, 2020 · Vista, Ca
- Wells Fargo Advisors wirehouseFeb 15, 2012 to Nov 21, 2014 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- Arbor Point Advisors to Osaic Advisory Services, LLCleft Nov 8, 2024, registered Nov 8, 2024 (0 days) · corporate re-registration, not a move
- Pfg Advisors to Arbor Point Advisorsleft Mar 1, 2022, registered Feb 17, 2022 (-12 days) · RIA to affiliated broker-dealer or bank
- Pnc Managed Account Solutions, Inc. to Pfg Advisorsleft Jul 1, 2020, registered Jul 8, 2020 (7 days) · Affiliated broker-dealer or bank to independent RIA
- Wells Fargo Advisors to Pnc Managed Account Solutions, Inc.left Nov 21, 2014, registered Jan 29, 2015 (69 days) · Other
Signals
- Peter Joseph Smegielski left Pfg Advisors for Arbor Point Advisors (registered 2022-02-17)Mar 1, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address