RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••••• I••••
- S•••••••• A••••••• L•• national BD currentsince Apr 10, 2026 · Santa Clarita, Ca
- K••••• asset managerNov 24, 2025 to Feb 12, 2026 · Irvine, Ca
- J••• M••••• S••••••••• L•• wirehouseMay 28, 2024 to Jan 12, 2025 · Los Angeles, Ca
- J••• M••••• P•••••• W••••• A••••••• L•• formerSep 19, 2016 to Jan 13, 2025 · Los Angeles, Ca
- H• B•••• I••• formerApr 22, 2014 to May 1, 2015 · Long Beach, Ca
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerOct 4, 2011 to Apr 22, 2014 · El Segundo, Ca
- K••••• to S•••••••• A••••••• L••left Feb 12, 2026, registered Apr 10, 2026 (57 days) · Other
- J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••left Jan 13, 2025, registered May 28, 2024 (-230 days) · channel change inside one enterprise, not a move · moved with a team
- J••• M••••• S••••••••• L•• to K•••••left Jan 12, 2025, registered Nov 24, 2025 (316 days) · Other
- H• B•••• I••• to J••• M••••• P•••••• W••••• A••••••• L••left May 1, 2015, registered Sep 19, 2016 (507 days) · Other
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to H• B•••• I•••left Apr 22, 2014, registered Apr 22, 2014 (0 days) · Other
- A••••••• I•••• left Kairos for S•••••••• A••••••• L•• (registered 2026-04-10)Feb 12, 2026 · Advisor changed firm · fact
- A••••••• I•••• left J••• M••••• S••••••••• L•• for Kairos (registered 2025-11-24)Jan 12, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address