DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K•••••
Legal name K••••• I••••••••• M••••••••• C••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Mar 31, 2015 · 21 filings
SEC status approved since Apr 9, 2015
RAUM
$897M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$449M
derived; firm RAUM over IAPD count
Employees
50
22 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
12
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$897M as of Mar 30, 2026
Mar 29, 2016$222M then
HNW client RAUM$0 as of Mar 30, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)3 as of Mar 30, 2026
Mar 29, 20160 then
Employees (5.A)50 as of Mar 30, 2026
Mar 29, 201621 then
Private funds12 as of Mar 30, 2026
Mar 29, 20166 then
RAUM -9.6% over the last fiscal year-7.9% a year over threeIARs 2 to 3
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- $449MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $59.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 25.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -9.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $9.7M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$897M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 15reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $9.7M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=5.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• Y••• | Irvine, Ca | Jan 23, 2025 | 10 y | 1 |
| T••••• P•••••• P••••• | Irvine, Ca | Feb 12, 2026 | 13 y | 0 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 50% of current headcount1 left over 36 months
Left, latest
- A••••••• I•••• to S•••••••• A••••••• L••Feb 12, 2026 · Other
Joined, latest
- A••••••• I•••• from J••• M••••• S••••••••• L••Nov 24, 2025 · Other
- D•••• Y••• from B•••••••• I••••••••• M••••••••• L••Jan 23, 2025 · Other
Private funds
23 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| K•••••• E•••••••• R••• E••••• I••••••••• F•••• L• | Real Estate Fund | $385M | 553 | Mar 31, 2017 |
| R••••••••• R••• E••••• V•••• F••• V•••• L• | Real Estate Fund | $214M | 330 | Mar 31, 2021 |
| R••••••••• R••• E••••• V•••• F••• V•• L• | Real Estate Fund | $85.2M | 231 | Mar 29, 2018 |
| R••••••••• R••• E••••• V•••• F••• I•• L• | Real Estate Fund | $44.7M | 212 | Mar 31, 2015 |
| R• I•••••••• I•• L••no longer reported | Real Estate Fund | $34.6M | 27 | Feb 17, 2012 |
| B•••••• P•••• I••••••••• L••no longer reported | Real Estate Fund | $30.9M | 20 | Mar 31, 2015 |
| C••••• I••••• A•• G••••• F••• I• L••no longer reported | Real Estate Fund | $28.0M | 18 | Feb 17, 2012 |
| R••••••••• R••• E••••• V•••• F••• V•••• L• | Real Estate Fund | $18.0M | 85 | Mar 29, 2018 |
| H•••••• P••• I••••••••• L••no longer reported | Real Estate Fund | $13.4M | 6 | Feb 17, 2012 |
| R••••••••• R••• E••••• V•••• F••• V•••••• L• | Real Estate Fund | $13.1M | 43 | Mar 31, 2021 |
| B••••••• C•••••• I••••••••• L••no longer reported | Real Estate Fund | $12.8M | 9 | Mar 26, 2014 |
| 5•• M••••• S••••• I••••••••• L••no longer reported | Real Estate Fund | $8.2M | 10 | Feb 17, 2012 |
| T•• L••••• B•••• B•• P••••• L••no longer reported | Other Private Fund | $7.0M | 20 | Mar 26, 2014 |
| N••••••••• A••••• C•••••••• C••••• P•••••••• L••no longer reported | Real Estate Fund | $6.8M | 4 | Apr 1, 2013 |
| M•••••••• V••• H•••••••• I••••••••• L•• | Real Estate Fund | $6.6M | 36 | Mar 30, 2023 |
| R••••••••• R••• E••••• V•••• F••• I•••• L• | Real Estate Fund | $5.5M | 64 | Mar 31, 2015 |
| C••••• C•••• P•••••••• L••no longer reported | Real Estate Fund | $5.1M | 3 | Mar 26, 2014 |
| C••••••••• O••••• P•••••••• L••no longer reported | Real Estate Fund | $4.3M | 3 | Mar 26, 2014 |
| R••••••••• R••• E••••• V•••• F••• I••• L•• | Real Estate Fund | $3.7M | 85 | Feb 17, 2012 |
| R••••••••• R••• E••••• V•••• F••• I••••• L•• | Real Estate Fund | $1.7M | 88 | Mar 31, 2015 |
| K••••• M•••••• P•••••• E••••• F••• I• L• | Private Equity Fund | $360,130 | 57 | Mar 31, 2022 |
| C••••••• C•••••• I••••••••• L••no longer reported | Real Estate Fund | $95,450 | 22 | Mar 26, 2014 |
| E••••••• I••••••••• F•••• L•• | Real Estate Fund | $30,231 | 17 | Feb 17, 2012 |
Owners and control persons
Schedule A and B, latest filing
- A••••••••• K•••• W••• · Chief Financial Officercontrolsince 08/2016 · owns less than 5%
- C••••• C•••• J••• P•• · Chief Executive Officercontrolsince 01/2010 · owns less than 5%
- N••••••• J•••••••• A••••• · Owner, K••••• Investment Management Company; President, Chief Investment Officercontrolsince 01/2010 · owns 10% to 25%
- O••••••••• J•••• F•••••• · General Counselcontrolsince 01/2010 · owns less than 5%
- T•••• R•••••• S•••••• · Chief Compliance Officercontrolsince 01/2024 · owns less than 5%
- C••••• C•••• J••• P•• · Member, Managercontrolsince 03/1999 · owns 50% to 75% of S•••• R••• C••••••••• L••
- C••••• D••••• H•••••• · Membercontrolsince 03/1999 · owns 50% to 75% of S•••• R••• C••••••••• L••
Entity owners
- C•••• L•• · Owner, K••••• Investment Management Company, LLCdirect · owns 75% or more
- S•••• R••• C••••••••• L•• · Member, Managerindirect · owns 50% to 75% of C•••• L••
Related persons
Schedule D 7.A
- E••••• M••••••••• G•• L••investment adviserpooled vehicle sponsory
- K•• G• L••investment adviserpooled vehicle sponsorn
- K••••• I••••• G•• L••investment adviserpooled vehicle sponsory
- K••••• S•• E••••••••• G•• L••investment adviserpooled vehicle sponsorn
- R•••••• R••• E••••• P•••••••• L••y
- R••••••••• I• G•• L••investment adviserpooled vehicle sponsory
- R••••••••• V• G•• L••investment adviserpooled vehicle sponsory
- R••••••••• V••• G•• L••investment adviserpooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Irvine, Ca · principal | 2 | 1 | 1 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 18 to 15Nov 17, 2025 to Mar 30, 2026
- Advisory employees · 20 to 22Nov 17, 2025 to Mar 30, 2026
- BD registered reps · 4 to 5Nov 17, 2025 to Mar 30, 2026
- Pooled vehicle clients · 18 to 15Nov 17, 2025 to Mar 30, 2026
- Assets in custody · $14.4M to $9.7MNov 17, 2025 to Mar 30, 2026
- Employees · 52 to 50Nov 17, 2025 to Mar 30, 2026
- State-registered IARs · 2 to 3Nov 17, 2025 to Mar 30, 2026
- Private funds · 15 to 12Nov 17, 2025 to Mar 30, 2026
- Discretionary RAUM · $957M to $862MNov 17, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $35.3M to $35.3MNov 17, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $992M to $897MNov 17, 2025 to Mar 30, 2026
- RAUM · $992M to $897MNov 17, 2025 to Mar 30, 2026
- Accounts · 15 to 18Mar 28, 2024 to Mar 28, 2025
- Advisory employees · 19 to 20Mar 28, 2024 to Mar 28, 2025
- BD registered reps · 7 to 4Mar 28, 2024 to Mar 28, 2025
- Pooled vehicle clients · 15 to 18Mar 28, 2024 to Mar 28, 2025
- Assets in custody · $10.5M to $14.4MMar 28, 2024 to Mar 28, 2025
- Employees · 58 to 52Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- State-registered IARs · 0 to 2Mar 28, 2024 to Mar 28, 2025
- Private funds · 12 to 15Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $959M to $957MMar 28, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $30.5M to $35.3MMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $989M to $992MMar 28, 2024 to Mar 28, 2025
- RAUM · $989M to $992MMar 28, 2024 to Mar 28, 2025
- BD registered reps · 0 to 7Jan 11, 2024 to Mar 28, 2024
- Assets in custody · $46.2M to $10.5MJan 11, 2024 to Mar 28, 2024
- Employees · 48 to 58Jan 11, 2024 to Mar 28, 2024
- Discretionary RAUM · $1.1B to $959MJan 11, 2024 to Mar 28, 2024
- Non-discretionary RAUM · $28.2M to $30.5MJan 11, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $1.1B to $989MJan 11, 2024 to Mar 28, 2024
- RAUM · $1.1B to $989MJan 11, 2024 to Mar 28, 2024
- HQ city · RANCHO SANTA MARGARITA to IRVINEApr 7, 2023 to May 8, 2023
- Accounts · 14 to 15Mar 31, 2022 to Mar 30, 2023
- Advisory employees · 21 to 19Mar 31, 2022 to Mar 30, 2023
- Pooled vehicle clients · 14 to 15Mar 31, 2022 to Mar 30, 2023
- Assets in custody · $4.8M to $46.2MMar 31, 2022 to Mar 30, 2023
- Employees · 44 to 48Mar 31, 2022 to Mar 30, 2023
- Other offices · 2 to 1Mar 31, 2022 to Mar 30, 2023
- Private funds · 11 to 12Mar 31, 2022 to Mar 30, 2023
Signals
8 dated events
- A••••••• I•••• left Kairos for S•••••••• A••••••• L•• (registered 2026-04-10)Feb 12, 2026 · advisor firm c••••e · fact
- Shermaine Heather Lewis (Chief Compliance Officer) no longer on Schedule A of Kairos (listed 2023-05-08, absent 2024-01-11)Jan 11, 2024 · Control person left · inference
- Stanley Robert Tull (Chief Compliance Officer) appeared on Schedule A of KairosJan 11, 2024 · Control person joined · fact
- P•••• C•••••••• N•••••• (Member) no longer on Schedule A of Kairos (listed 2022-03-31, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- Kairos reported RAUM $937.0M, up 59% from $588.9M (2021-03-31 to 2022-03-31)Mar 31, 2022 · ria raum c••••e · derived
- P•••• C•••••••• N•••••• (Member) appeared on Schedule A of KairosMar 31, 2022 · Control person joined · fact
- Shermaine Heather Lewis (Chief Compliance Officer) appeared on Schedule A of KairosMar 31, 2022 · Control person joined · fact
- R•••••• R••• E••••• P••••••• filed its initial SEC registration (Form ADV)Mar 31, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/kimcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- KIMC.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 949-709-8888reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $449Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
K••••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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