RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- A••••••• P•••••••• I••• other currentsince Jan 29, 2018 · Boston, Ma
- A••••••• P•••••••• I••• otherMay 12, 2015 to Dec 31, 2017 · Boston, Ma
- M••••• S•••••• wirehouseMay 2, 2012 to Aug 26, 2014 · Boston, Ma
- F•••••••• G••••• I••••••••• M••••••••• C•••• asset managerJan 7, 2011 to Oct 20, 2011 · New York, Ny
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• asset managerOct 1, 2010 to Oct 20, 2011 · Boston, Ma
- F•••••••• I••••••••• C••••••••• institutionalSep 29, 2010 to Oct 20, 2011 · Pittsburgh, Pa
- F•••••••• S••••••••• C•••• no RAUMSep 29, 2010 to Oct 20, 2011 · Pittsburgh, Pa
- M••••• S•••••• to A••••••• P•••••••• I•••left Aug 26, 2014, registered May 12, 2015 (259 days) · Other
- F•••••••• I••••••••• C••••••••• to F•••••••• S••••••••• C••••left Oct 20, 2011, registered Sep 29, 2010 (-386 days) · channel change inside one enterprise, not a move
- F•••••••• G••••• I••••••••• M••••••••• C•••• to M••••• S••••••left Oct 20, 2011, registered May 2, 2012 (195 days) · Other
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• to F•••••••• G••••• I••••••••• M••••••••• C••••left Oct 20, 2011, registered Jan 7, 2011 (-286 days) · channel change inside one enterprise, not a move
- F•••••••• S••••••••• C•••• to M•• A•••••••• A• D••••••• O• F•••••••• M••• L••left Oct 20, 2011, registered Oct 1, 2010 (-384 days) · channel change inside one enterprise, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address