RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• D•••• M•••••••
- S•••• I••••• S••••••••• L•• independent RIA currentsince Jan 12, 2024 · Fort Lauderdale, Fl
- U••• I••••••••• S••••••• C•••••• no RAUMJan 8, 2018 to Jul 7, 2020 · San Antonio, Tx
- U••• F•••••••• P••••••• S••••••• formerNov 20, 2014 to Jan 8, 2018 · Tampa, Fl
- M••••• S•••••• wirehouseMay 28, 2013 to Nov 6, 2014 · Tampa, Fl
- U••• I••••••••• S••••••• C•••••• to S•••• I••••• S••••••••• L••left Jul 7, 2020, registered Jan 12, 2024 (1284 days) · Other
- U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
- M••••• S•••••• to U••• F•••••••• P••••••• S•••••••left Nov 6, 2014, registered Nov 20, 2014 (14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address