DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••••• M• K•••

W•••• F•••• A•••••••wirehouseBettendorf, Iadual registrantIAPD 5836533

Feed of 09/19/2026

Also filed as J••••••• Anne Panganiban

At current firm

1 y

since Sep 8, 2025

In the industry

15 y

since Jul 26, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Sep 8, 2025 · Bettendorf, Ia
M••••• S•••••• wirehouse
Nov 29, 2022 to May 29, 2025 · Davenport, Ia
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 4, 2017 to Nov 11, 2022 · Portland, Or
D••• D••••••• • C•• independent RIA
Sep 28, 2016 to Jul 6, 2017 · Portland, Or
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 31, 2015 to Sep 1, 2016 · Chicago, Il
W•••• F•••• A••••••• wirehouse
Apr 19, 2013 to Aug 19, 2015 · Chicago, Il
M••••• S•••••• wirehouse
Oct 17, 2012 to May 2, 2013 · Chicago, Il
C••••• S••••• S••••••••• •••• L•• former
Jun 27, 2012 to Oct 19, 2012 · Chicago, Il
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jul 28, 2011 to Apr 16, 2012 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to W•••• F•••• A•••••••
left May 29, 2025, registered Sep 8, 2025 (102 days) · Wirehouse to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left Nov 11, 2022, registered Nov 29, 2022 (18 days) · Wirehouse to wirehouse
D••• D••••••• • C•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jul 6, 2017, registered Aug 4, 2017 (29 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to D••• D••••••• • C••
left Sep 1, 2016, registered Sep 28, 2016 (27 days) · Other
W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Aug 19, 2015, registered Aug 31, 2015 (12 days) · Wirehouse to wirehouse
M••••• S•••••• to W•••• F•••• A•••••••
left May 2, 2013, registered Apr 19, 2013 (-13 days) · Wirehouse to wirehouse
C••••• S••••• S••••••••• •••• L•• to M••••• S••••••
left Oct 19, 2012, registered Oct 17, 2012 (-2 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••• S••••• S••••••••• •••• L••
left Apr 16, 2012, registered Jun 27, 2012 (72 days) · Other

Signals

J••••••• M• K••• left M••••• S•••••• for W•••• F•••• A••••••• (registered 2025-09-08)
May 29, 2025 · Advisor changed firm · fact
J••••••• M• K••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••• S•••••• (registered 2022-11-29)
Nov 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address