RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• B•••••• C••••
- C••••• P••••••• L•• independent RIA currentsince Feb 12, 2025 · Midland, Tx
- P•••••• W••••• A•••• M••••••••• independent RIAApr 11, 2022 to Jan 28, 2025 · Midland, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJul 7, 2020 to Apr 12, 2022 · Akron, Oh
- H••••••••• F•••••••• A••••••• BD affiliatedDec 19, 2017 to Jun 3, 2020 · Hartville, Oh
- K•• I••••••••• S••••••• L•• BD affiliatedSep 23, 2015 to Oct 4, 2017 · Columbus, Oh
- P•••••• W••••• A•••• M••••••••• to C••••• P••••••• L••left Jan 28, 2025, registered Feb 12, 2025 (15 days) · RIA to RIA
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to P•••••• W••••• A•••• M•••••••••left Apr 12, 2022, registered Apr 11, 2022 (-1 days) · Affiliated broker-dealer or bank to independent RIA
- H••••••••• F•••••••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jun 3, 2020, registered Jul 7, 2020 (34 days) · Affiliated broker-dealer or bank to another
- K•• I••••••••• S••••••• L•• to H••••••••• F•••••••• A•••••••left Oct 4, 2017, registered Dec 19, 2017 (76 days) · Other
- A•••• B•••••• C•••• left P•••••• W••••• A•••• M••••••••• for C••••• P••••••• L•• (registered 2025-02-12)Jan 28, 2025 · Advisor changed firm · fact
- A•••• B•••••• C•••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for P•••••• W••••• A•••• M••••••••• (registered 2022-04-11)Apr 12, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address