DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Hallie Swayze Marshall

Spire Wealth Management, LLCBD affiliatedSilver City, Ms dual registrantIAPD 5842223

Feed of 09/15/2026

Also filed as Hallie Swayze Crook

At current firm

2 y

since Apr 24, 2024

In the industry

13 y

since May 21, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Spire Wealth Management, LLC BD affiliated current
since Apr 24, 2024 · Silver City, Ms
Prosperity Capital Advisors independent RIA
Dec 6, 2021 to Apr 17, 2024 · Westlake, Oh
Newedge Advisors BD affiliated
Apr 5, 2019 to Oct 11, 2021 · New Orleans, La
Commonwealth Financial Network national BD
May 29, 2015 to Feb 14, 2018 · Metairie, La
LPL Financial LLC BD affiliated
Aug 6, 2014 to Jun 5, 2015 · San Diego, Ca
Morgan Stanley wirehouse
May 22, 2013 to Jan 30, 2014 · Ridgeland, Ms

Moves

a registration end followed by a registration begin elsewhere

Prosperity Capital Advisors to Spire Wealth Management, LLC
left Apr 17, 2024, registered Apr 24, 2024 (7 days) · RIA to affiliated broker-dealer or bank
Newedge Advisors to Prosperity Capital Advisors
left Oct 11, 2021, registered Dec 6, 2021 (56 days) · Affiliated broker-dealer or bank to independent RIA
Commonwealth Financial Network to Newedge Advisors
left Feb 14, 2018, registered Apr 5, 2019 (415 days) · Affiliated broker-dealer or bank to independent RIA
LPL Financial LLC to Commonwealth Financial Network
left Jun 5, 2015, registered May 29, 2015 (-7 days) · Other · moved with a team
Morgan Stanley to LPL Financial LLC
left Jan 30, 2014, registered Aug 6, 2014 (188 days) · Other

Signals

Hallie Swayze Marshall left Prosperity Capital Advisors for Spire Wealth Management, Llc (registered 2024-04-24)
Apr 17, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address