DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
At current firm
6 y
since Oct 2, 2019
In the industry
13 y
since May 17, 2013 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Captrust institutional currentsince Oct 2, 2019 · San Antonio, Tx
- South Texas Money Management, Ltd. formerJan 20, 2016 to Dec 2, 2019 · San Antonio, Tx
- J.P. Morgan Securities LLC wirehouseFeb 17, 2014 to Dec 8, 2015 · San Antonio, Tx
- Edward Jones national BDJul 15, 2013 to Nov 20, 2013 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- South Texas Money Management, Ltd. to Captrustleft Dec 2, 2019, registered Oct 2, 2019 (-61 days) · Other · moved with a team
- J.P. Morgan Securities LLC to South Texas Money Management, Ltd.left Dec 8, 2015, registered Jan 20, 2016 (43 days) · Other
- Edward Jones to J.P. Morgan Securities LLCleft Nov 20, 2013, registered Feb 17, 2014 (89 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address